INTRODUCTION
The City of Falls Church, Virginia is situated a few miles southwest of
Washington D.C., bordering Fairfax and Arlington Counties. Although only two
square miles in area, with 9,500 residents, Falls Church has a City Council
organization and infrastructure similar to cities with much larger population. The
average household income in Falls Church is among the highest in the nation.
The City currently provides water services for an area fifteen times larger than the
City itself. They share other services with the bordering counties, for example ,
911 despatch, fire, housing and human services, among others.
In 1994, a commissioned study identified city-wide GIS needs for
geographic data, hardware and software. The study investigated existing
computer systems and the City's individual departmental functional requirements,
and recommended GIS hardware and software configurations, and data
acquisition requirements for the City. Following the recommendation, the City
acquired initial GIS hardware and software, and contracted out acquisition of
digital photogrammetric and cadastral data. Meanwhile, more than 20 personnel
from different departments within the City were sent for Esri's GIS training.
In 1995, the City contracted out for GIS database design and development
services, and four key applications to demonstrate the practical implementation of
the design. The design incorporated elements of the Spatial Data Transfer
Standard to facilitate data exchange between federal government, the neighboring
counties, and the City. Attributes for individual data layers were listed and key
attributes for relational linkage identified. A comprehensive data dictionary was
compiled. Many to many relationships among parcels, ownership, buildings,
addresses, and tenancy were resolved. Redundancies and data duplication were
eliminated through a normalized relational design.
The four applications selected were Zoning, Real Estate Value Analysis,
Automated Homeowner Notification, and Historical Site Management. In the
zoning application, City zoning codes were defined within the zoning coverage
and existing zoning patterns reproduced in ArcView. A zoning map was created
by overlaying the zoning and parcel coverages. The real estate application was
developed by establishing linkage between the the City's financial database on the
IBM AS400 with the GIS. Real Property Code (RPC) number was the unique
key utilized to set up linkage. Residential and Commercial property values were
thematically mapped. Patterns of high and low property values were clearly
distinguishable for different districts within the City. Automation of property
owner notification around a 150' annulus of a targetted parcel was achieved using
the same RPC linkage and theme by theme queries in Arc View. Homeowner
names and addresses were accessed, a mailing list generated, and a wordprocessor
used to merge each notification with the related mailing label. The Historic Site
Management system was developed to create a site map, to help manage the City's
inventory of historical sites.
This paper describes the City's GIS hardware and software configurations,
discusses database design issues, and provides technical details of the key
application development process. GIS implementation experience gained during
the first phase of development, and strategy for future development is discussed in
the conclusion.
GIS CONFIGURATIONS
Hardware, software, data acquisition, staffing and managment structure are
components of the City's GIS configuration being discussed.
Hardware
The IBM AS/400 system is the mainstay of the computer system currently
being utilized for information services at the City's Finance Department. The Real
Estate Database resident on the system is shared by most of the other departments
within the City. Others databases maintained on the AS/400 include water billing,
traffic sign inventories, fire hydrant data, crime records, etc. For GIS purposes,
three IBM RS/6000 AIX workstations were acquired. They are separately located
at the departments of Finance (the server), Public Works and Utilities, linked
through a local area network. Other departments can access the RS/6000s through
their personal computers over the same network. Linkage of the primary GIS data
to Real Estate Data downloaded from the AS/400 has been established on the
RS/6000. An HP650C ink-jet plotter and a 36"x48" Altek digitizer are also
connected to each of the RS/6000s.
Software
ArcInfo and ArcView were the software platforms selected for the City's
GIS. An Oracle relational database was designed for full-scale implementation.
However, Oracle has not yet been installed, and Info tables are currently being
used relationally for all application development. Other software on the network
include AutoCad, DBase V and a specialized Real Estate Appraisal package,
among others.
Data Acquisition
The GIS base data at the City was acquired through photogrammetry at a
map scale of 1"=100' and 2-foot contours for generation of topographic maps. The
photogrammetric base layers include:
Topography Utilities Transportation Recreation
Buildings Traffic signs Woodlands Hydrology
Parking SurveyControl Grid Systems
Cadastral data was converted from the existing 1"=100' City parcel maps.
The related layers are:
Parcel/Lots Addresses Easements Zoning Jurisdictions
The GIS data was originally delivered in 23 tiles, corresponding to the
existing map tiling system at the City. During the course of GIS implementation,
it was decided that the initial photogrammetric and cadastral data would be easier
to maintain in a single composite format due the relatively small size of the City,
and the irregular shape of its jurisdiction. The composite was made by joining all
individual tiles together for each of the coverages involved.
Staffing and Management
The City's GIS is currently being managed by the Finance Department.
The Director of Finance coordinates all GIS activities with other City agencies,
citywide users, and outside jurisdictions, like neighboring counties and federal
sources of information. Specific staff within the department have not been
assigned solely, on a full-time basis, for GIS implementation during the first
phase. Most of the work has been conducted on-site by an outside consulting
team, with City departmental staff providing assistance on a project basis. On
completion of each application project, the processes are maintained by the
departmental staff involved.
DATABASE DESIGN
The database design process was divided into two components: logical and
physical design. Data layers and work flow among City agencies were mapped as
part of the logical design. The physical design implemented these logical
relationships on the ArcInfo GIS platform.
Logical design
Two important factors were critical to the logical design. The first was
compliance with the Spatial Data Transfer Standard (SDTS) in order to ensure
shareability of data resources both internally within the City, and globally with
other local governments, regional government, federal agencies, the private sector,
etc. The other was the aspect of data functionality for the variety of user
departments, which has resulted in an application-driven orientation to design that
ensures that the GIS will support future applications. During the logical design
phase, all GIS data was categorized into nine groups:
1) Control and Grid Systems, 2) Planimetric, 3) Cadastral,
4) Administrative, 5) Facilities, 6) Planning,
7) Environmental, 8) Routing, and 9) SDTS Metadata.
The functions for each department were identified and GIS information
requirements discussed and listed. Data category and sources were classified, and
their associated attributes specified. Potential applications for each department
were determined. As a result, over fifty applications were identified for user
departments. Flow of data between various City agencies was mapped to ensure
efficient implementation of data sharing principles.
Physical Design
The Physical Database Design document was developed on the basis of
the logical database design, and established the logical relationships specifically
to meet the physical layout requirements of the ArcInfo system. Attribute tables
were linked to graphics, and to each other through key index elements. Although
originally specified and designed for implementation of the relational modelling
principles of Oracle, the design was robust enough to be implemented within
INFO, keeping all entity relationships intact. Entities were specified for data
dictionary definitions (based on SDTS - Level 3 principles), and attribution with
key relationship indeces, domains, and data characteristics. Data integration and
sharing between GIS and non-GIS users was also accommodated through
relational linkage of each entity to metadata tables. All data features and tables
specified for each data category in the logical design were listed. This document
provided a comprehensive framework for the subsequent physical implementation
stage of the City's GIS.
KEY APPLICATION DEVELOPMENT
As described in the logical database design phase, over fifty applications
were identified to meet the strategic GIS needs of the City. Among them, four
key applications were chosen to test the database design and data integrity, and to
demonstrate GIS capability in supporting the day-to-day City management
decision making process. These four were: Zoning, Real Estate Value Analysis,
Automated Home Owner Notification and Historcal Site Management.
Zoning
The Zoning application was designed to use digital zoning data to create
zoning maps to replace those that were currently being maintained manually. To
create these maps, a zoning attribute lookup table classifying different zone
categories was created, and each zoning polygon populated on the Zoning
coverage. The data was thoroughly checked and edited, to ensure compatibility
between map products generated by the two systems (automated and manual).
Some zoning changes had been implemented after the zoning coverage was first
automated, so the coverage was updated accordingly. Color and shade patterns
similar, as far as possible, to the original manual drafting specifications, were
selected to represent each zoning category on the map. For greater visual effect
and analysis, the zoning coverage was overlaid on the parcel base coverages. The
final map was processed using ArcPress and is ready to be plotted in any time,
utilizing a simple command routine.
Real Estate Value Analysis
Parcel polygons were the principal source of spatial data for the real estate
value analysis application. The City maintains its Real Estate Database on the
AS/400. A unique field named Real Property Code (RPC#) is utilized as the
primary element to link all parcel-related information within the City. To derive
parcel value data, a linkage was established between the Real Estate Database and
the GIS parcel coverage. The digital parcel base, however, contained numerous
problems, partially because the source parcel maps didn't reflect the latest land
ownership exchanges. As a result, the data had to be thoroughly investigated and
edited, before it could be used for real estate value analysis.
In order to create a linkage between the spatial data coverage and the value
attribute data, the parcel attribute table was populated with the RPC index
numbers. The manual effort to populate the approximately 4,000 RPC numbers
was critical to establing the link between the GIS and all existing cadastral data
currently being maintained at the City. Assessment values for all properties could
thus be automatically linked in this manner, and utilized to create thematic maps
for value analysis.
Real estate property is divided at the City into commercial, residential and
non-classified categories for the purpose of separate analysis. The first set of
thematic maps created were for commercial and residential value analysis. The
parcels were first identified by category, and then classified for different value
classes through a process of relational joining. To represent different property
value classes, colors were assigned to different value ranges, to enable rapid
identification of concentrations of properties with low and/or high property
values, clearly and distinctly displayed throughout the city separately for
residential and commercial lands (see Figures 1 and 2). These maps are being
used by the City's real estate assessor to identify land assessment-related
problems.
Automated Property Owner Notification
The City is required to notify all property owners within a 150' annulus of
a parcel before approval of construction or zoning changes can be permitted for
that parcel. Complete address information on land ownership was also available
within the real estate database, and could be directly accessed through the linkage
of established RPC index numbers. Once relational joining was set up, all parcels
within the 150' annulus of the targeted parcel were selected by a Theme By
Theme Query. Address information was downloaded from the real estate
information to a DBase file, which is then utilized by a mail merge utility using
word processing to generate the associated letters and mailing labels. Many man-
hours are being saved, with improved efficiency and accuracy for this routine
administrative task.
Historic Site Management
This application was developed to manage the City's historical sites. A
map, generated from the GIS, was used to identify all buildings certified to be of
historic significance. Each historic site was identified on the system based on
information furnished by the City Planning Department. The building attribute
table was linked to historical data, including certification dates. A shape file
distinguishing historic sites from other buildings within the City was created in
Arcview. Finally, a map displaying each historic building with distinguishing
color characteristics compared to other buildings, was produced. The map
demonstrated the general distribution of historical sites within City limits. Since
RPC numbers could be linked to the historical buildings, other parcel-related
information for those sites can now be retrieved and analyzed.
Conclusions
Successful implementation of GIS at the City of Falls Church within a
relatively short period of approximately one and a half years, can be directly
attributed to the commitment of City government to this new technology,
effective management of the GIS program, appropriate selection, support, and
retention of qualified consultants throughout the needs analysis, system selection,
data acquisition, database design and key application development phases of the
project. Coordination and cooperation among the various agencies involved, was
also critical. Key applications developed were not just for demonstration, but for
real-time problem solving, and solutions derived focused on full implementation
of a few applications on a City-wide basis. The maps exhibited underlying trends,
previously undetected patterns and distribution of resources. The future
development of the City's GIS program lies in integrating the GIS with other
databases existing within the City and/or with other agencies, properly setting up
data updating and maintenance procedures and methods, and direct involvement
by individual user departments in continuous application development activity to
support decision-making, and to improve efficiency, accuracy and productivity, of
all related acivities in City management.
ACKNOWLEDGMENTS
The authors would like to thank Mr. Shafiul Khan, Mr. Roman Arellano,
and Ms. Fran Gioia of Engineering Systems, and Mr. Bill DeLanoy of the City of
Falls Church for their support and assistance.
REFERENCES
Engineering Systems, 1995. "Logical Database Design Specification",
submitted to the Department of Financial Services, City of Falls Church.
Engineering Systems, 1995. "Physical Database Design Specification",
submitted to the Department of Financial Services, City of Falls Church.
He, Ping, Chapman, E., and Nag, S., 1995. "Quality Control in Full-Scale
GIS Database Development for Local Government", in Proceedings of GIS/LIS
'95, Volume 1, pp. 407-417.
I-Net, Inc., 1994. "Geographic Information System: Implementation
Plan", Final Report, prepared for the City of Falls Church.
Nag, Swapan, Singh, Y., Hogan, R., Scott, D., and He, P., 1995. "Spatial
Data Transfer Standards: a Practical Implementation in Local Government".
Proceedings GIS/LIS '95, Volume 2, pp. 779-787.
National Institute of Standards and Technology, 1992. FIPS Publication
173: Spatial data Transfer Standards. U.S. Department of Commence.
AUTHOR INFORMATION
Ping He, GIS Project Manager, Engineering Systems, 12000 Government
Center Parkway, Suite 117, Fairfax, Virginia 22035-0010, tel: (703) 324-3594,
fax: (703) 324-3937
Douglas Scott, Director of Financial Services, City of Falls Church, Falls
Church, Virginia, tel: (703) 241-5110, fax: (703) 241-5146
Yogendra Singh, Manager, Spatial Information Technology, Department
of Information Technology, County of Fairfax, 12000 Government Center
Parkway, Fairfax, Virginia 22035-0010, tel: (703) 324-3882, fax: (703) 324-3933.
Swapan Nag, President, Engineering Systems, 355 S. Grand Ave., #
2530, Los Angeles, California 90071-1560, tel: (213) 625-7636, fax:
(213) 625-3824, e-mail: engsys1@ix.netcom.com