The National Bureau of Surveying and Mapping (NBSM) of the People's Republic of China and the U.S. Geological Survey (USGS) of the United States of America have worked together on joint geographic information systems (GIS), remote sensing, and production management studies and projects. This presentation describes the production of terrain relief maps of China completed under the joint GIS research efforts of the NBSM and the USGS. The relief maps of China at scales of 1:2,500,000 and 1:4,000,000 were completed by the NBSM using techniques developed and tested jointly with the USGS. Black-and-white and color terrain relief maps were produced using NBSM 1:1,000,000-scale digital elevation models and other topographic data, a C language program, and ArcInfo's GRID and TIN modules. The maps can be used for geomorphic, geologic, and geographic analysis and in combination with other thematic data.
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INTRODUCTIONThe National Bureau of Surveying and Mapping (NBSM) in the People's Republic of China and the U.S. Geological Survey (USGS) in the United States of America worked together to produce shaded-relief maps of China. This project is in accordance with Annex II of the Protocol for Scientific and Technical Cooperation in Surveying and Mapping Studies between the two national agencies as outlined in the general objectives covering the period 1991 to 1996. The NBSM and the USGS have worked together on geographic information systems (GIS), remote sensing, and production management studies and projects since the Protocol was established in 1985. This paper describes the methods and procedures used in creating shaded-relief maps of China using NBSM 1:1,000,000-scale digital elevation model (DEM) data, a 1:1,000,000-scale cartographic data base, a C-language program, and ArcInfo.
NATIONAL FUNDAMENTAL GEOGRAPHIC INFORMATION SYSTEM OF CHINA
The National Fundamental Geographic Information System (NFGIS) of China (formerly known as the National Land Information System) is one of the largest national GIS data bases in China and a subsystem of the National Economic Information System of China. It has been under development at the National Geomatics Center of China, an agency of the NBSM, since 1984. The NFGIS provides China a common, basic spatial information system.
The NFGIS is divided into two levels: the National Center System in Beijing and subsystems in each province. At the national level the data are at scales of 1:1,000,000, 1:250,000, and 1:50,000. The provincial subsystems maintain data at scales of 1:250,000, 1:50,000, 1:10,000, and larger. The National Center System and the provinces work together to collect and maintain the data at each level.
Several types of data bases make up the NFGIS: topographic, geographic names, geodetic control, and gravity data. The topographic data base is at scales of 1:10,000, 1:50,000, 1:250,000, and 1:1,000,000. Plans call for image data and raster scanned graphic data bases to be included in the future.
The initial task in developing the NFGIS was to build the 1:1,000,000-scale topographic, geographic names, and DEM data bases for the entire country and the gravity data base for the southwest part of the country. Now, the 1:250,000-scale topographic and geographic names data bases are being built, and the 1:50,000-scale data bases are being planned.
The main contents of the 1:1,000,000-scale topographic data base are surveying control points, hydrography, populated places, transportation, boundaries, hypsography, and vegetation. The data are fully topologically structured and attribute coded. The data category and attribute codes are used to describe features represented as a point, line, or area.
DEM data were collected from more than 10,000 topographic map sheets at scales of 1:50,000 and 1:100,000. About 25,000,000 elevation points were collected from map sheets at these scales to cover the entire country. The elevation points are spaced at every 28.125 seconds of latitude and 18.750 seconds of longitude. The ground resolution ranges from 800 by 600 meters in the southern latitudes to 450 by 600 meters in the higher latitudes.
COLLECTING DEM DATA
The NBSM uses several approaches to collect DEM data. For the 1:1,000,000-scale DEM's, data were directly read from paper maps at scales of 1:50,000 and 1:100,000. Masks consisting of a 32- by 32-line grid were overlaid and registered on the 1:50,000-scale map sheets. Elevation values were visually interpreted according to the point's position relative to the intersection of the grid lines. To avoid interpretation errors, two different technicians independently interpreted each point. A computer program checked DEM data points to search for unusual elevation values. A logical check of the data was done to identify all points larger than the highest elevation in China. The data were also displayed to identify and correct errors. The data were grouped and stored in blocks measuring 3 degrees of latitude by 2 degrees of longitude.
The vertical elevation error allowed was one-half of the contour interval of the source map. The DEM's root mean square error (RMSE) for various terrain is listed in Table 1.
The 1:1,000,000-scale DEM data have supported the realtime monitoring of floods, research on long-term earthquake forecasting, and planning and management of radio, television, and FM frequency ranges. The DEM data were also used to perform slope analysis, define geomorphic zones, plan agriculture and forest areas, and derive a 1:4,000,000-scale geomorphic map of China. This map was the first of its type produced in China using DEM data and digital cartographic production techniques.SHADED-RELIEF MAPS
A shaded-relief map is a thematic map that shows geomorphic and elevation change by using varying shades of gray corresponding to different slope and aspect values. Before computer technology was available, relief maps were traditionally hand drawn by skilled artisan-cartographers, a time-consuming and difficult task. The quality of the finished map was dependent upon the cartographer's imagination and artistic skill.
Today, shaded-relief maps can be created by computer-based methods. A GIS is used, and the relief map is created by mathematical calculation rather than by the cartographer's eye. Parameters include cell size, light direction, and viewing angle. The value of the gray scale (V) of each cell is a function of slope (S) and aspect (A):
V = f ( S x A )
Black-and-white relief maps are very similar to aerial photographs or satellite image maps, but without cloud or vegetative cover. The gray values of cells can be changed by using different parameters to enhance the three-dimensional effect. Cell size can be changed and smoothed to change the map detail. The black-and-white relief maps of China at the scales of 1:2,500,000, 1:4,000,000, and 1:6,000,000 serve very well for showing the characteristics of geomorphic patterns of China, such as the three major geomorphic regions of the country, the Loess Plateau, the Sichuan Basin, and the desert regions. The relief map could be used for geomorphic analysis and is a good background for certain kinds of thematic maps such as land cover and land use, weather, and geologic structures.
CONVERTING THE DEM DATA
Converting the DEM data into a useable format was the first step in compiling a shaded-relief map. It was necessary to convert and resample the data for import into ArcInfo's GRID module, to reduce the number of data points from 25,000,000 to a more manageable number, especially since all the points were not necessary for display at small scales. Because the data are collected and stored in 3- by 2-degree blocks, the tiles need to be mosaicked together to form a continuous coverage. Two DEM conversion methods were developed and tested.
The first method used ArcInfo's TIN module to convert, resample, and mosaic the DEM data. The method was tested using a 6- by 4-degree test area consisting of four 3- by 2-degree blocks of data. This entailed creating an ARC point coverage with the DEM data points and converting the file into a GRID file using the TIN module functions of CREATETIN and TINLATTICE.
The first step in this process was to rewrite each of the 3- by 2-degree blocks of DEM data into a new file readable by ArcInfo's GENERATE command and the format:
elevation value longitude latitude
This step also was used to mosaic four of the 3- by 2-degree blocks together into a block of 6- by 4-degrees. The next step created an ArcInfo point coverage using the data from the previous process. The data were then projected into the Lambert projection commonly used in China to display maps of the entire country. The next step was to convert the point coverage into a triangular irregular network (TIN) format. The last step resampled the TIN file into cells with a ground resolution of 1,500 by 1,500 meters. Although this method produced data at the appropriate level, the processing time for the test area was too long to use to process data for the entire country.
In the second method, a C language program running under the UNIX operating system resampled and converted the data. The first step read and mosaicked all the DEM data and projected them onto a Lambert projection. The data were resampled using a weighted mean square distance algorithm (see figure 1).
Where Z is the new elevation point calculated from n number of elevation points spaced a distance of d from each other.In the next step the data were converted into an ArcInfo ASCII format from which a GRID file was created. The process successfully created an ARC GRID that could be used to generate the shaded-relief map.
Both methods have advantages and disadvantages. The first method tested uses only ArcInfo, which eliminates the need to write and compile a separate program. The processing is very time consuming and the interpolation formulas are limited to those available in ArcInfo. The second method is more flexible because the interpolation method was written specifically for the desired result. The processing speed is faster and more efficient in the second method than in the first. The second method was selected to complete this project.
CELL SIZE
The cell size of the 1:1,000,000-scale DEM varies depending on the latitude. Since the elevation points are spaced every 28.125 seconds of latitude and 18.750 seconds of longitude, the ground resolution ranges in size from 800 by 600 meters to 450 by 600 meters. The appropriate cell size used on a given map depends on several elements, such as the original size and accuracy of the DEM, the geomorphic shapes of the area displayed, map scale, and software limits. Generally, depending on the scale, the smaller the cell size is, the better the results are. Nevertheless, smaller cell sizes can result in large data volumes and long processing times. The cell size should be appropriate for the map scale. Normally, on the output product, the cell size of 0.1 to 0.25 millimeters (mm) is appropriate for small-scale, page-sized maps and 0.3 to 0.5 mm is appropriate for small-scale wall maps.
Two black-and-white shaded-relief maps were prepared as part of this project at scales of 1:4,000,000 and 1:6,000,000. A cell size of 0.38 mm was used for the 1:4,000,000-scale map and a cell size of 0.25 mm for the 1:6,000,000-scale map. This corresponds to a ground resolution of 1,500 meters.
LIGHT DIRECTION AND ALTITUDE ANGLE
Shaded-relief maps can show light coming from any angle; two parameters used include direction and altitude. To get satisfactory three-dimensional visual effects, parameters were selected that do not match the parameters for true sunlight. For this project sunlight came from the northwest at an azimuth of 315 degrees (figure 2).
The light angle is another parameter used to enhance the three-dimensional effect of the map. In this project, 45 degrees of altitude was used.VERTICAL EXAGGERATION
Vertical exaggeration means that the elevation value of each cell is multiplied a certain amount so that the changes in the vertical direction become more evident. For displaying small-scale maps or flat terrain, it is useful to exaggerate the elevation values. But, the higher the vertical exaggeration is, the longer the shadow will be when using a low-altitude angle for sunlight. This can cause the adjacent geomorphic shape to be hidden within the shadow of a larger feature. In this study, a vertical exaggeration of 5 was chosen. The azimuth, altitude angle, and vertical exaggeration parameters need to be adjusted to get the best visual effect for each output product.
MAKING THE BLACK-AND-WHITE RELIEF MAPS
The contents of the black-and-white relief maps of China at scales of 1:4,000,000 and 1:6,000,000 are created from the 1:1,000,000-scale DEM and vector features, including the major rivers, roads, railways, large cities, names, and boundaries selected from the 1:1,000,000-scale Cartographic Data Base of the NFGIS.
The ArcInfo ARCPLOT module was used for designing the map symbols, colors, and structure. The first step was to create the shade file from a GRID file. Interactive editing can be done if necessary. The shade file was cut using the Chinese national boundary. In the next step, selected features from the 1:1,000,000-scale Cartographic Data Base of the NFGIS were transformed into the same projection with the surface shade file. The features selected were national, provincial, and county boundaries and names, coastline, rivers, railways, and major roads. Symbols, legend, illustrations, and map names were then designed using ARCPLOT. An ARC Macro Language (AML) program was used to overlay and register the raster and vector data and create the plot file. A black-and-white version of the map was produced using a Calcomp electrostatic plotter (see figure 3 for an example).
CREATING COLOR RELIEF MAPSBased on black-and-white relief maps, the color relief maps were created by adding color to each cell according to its elevation. The original gray values of the black-and-white relief maps were used to assign value. Hue and saturation of each cell were calculated with a color look-up table according to the cell's elevation value. The three factors, value, hue, and saturation, for each cell were used to create different colors. The DEM processing and plot generation procedures used to produce a color relief map were similar to those used to produce a black-and-white relief map.
The principles of the color look-up table for the color design were as follows:
1. The higher the elevation value of each cell is, the darker the color to be used.
2. Color will change smoothly from blue to green, to yellow, to orange, and to brown as the elevation changes from sea level to plain, hills, and mountains. Between every two adjacent colors, there is a gradual transition of one color to another to make the color change continuous.
The color relief maps of China at scales of 1:2,000,000, 1:4,000,000, and 1:6,000,000 were also overlaid with vector features, such as boundaries, roads, railways, major rivers, cities and counties, and geographic names. These maps have similar characteristics to the black-and-white relief maps. In addition, it is easier to understand the terrain characteristics when using color.
CONCLUSION
The 1:1,000,000-scale DEM of the NFGIS can be used in many ways, ranging from analytical studies to the production of a shaded-relief map of the country. Methods that were researched, developed, and tested were used to produce shaded-relief maps of China. This research serves as an example of the benefits of the cooperative research on GIS technology between China and the United States.