Gary R. Clay

INTEGRATING SPATIAL DATA WITH PHOTOGRAPHY TO SIMULATE COLOR CHANGE RELATIONSHIPS IN A FORESTED ENVIRONMENT

Intro.

ABSTRACT

Managing scenic resources has recently focused on computer simulations to illustrate changes to large-scale environments. Typical strategies merge ground photography with site data from a range of sources. Such approaches produce visualizations that combine graphic realism with quantitative accuracy and control. Merging data with images has been challenging, however, as issues of image rectification and ground/plan registration are involved. The research presented here addressed the accuracy issue of data visualization by employing geographic information system (GIS), global positioning (GPS) , and digital elevation model (DEM) technologies, teamed with an image processing component, to simulate color shifts in a forested landscape. At a site in southern Utah, a tree survey and a photographic inventory were developed using global positioning to coordinate both tree and camera/target positions. All tree data was input into a GIS, using workstation ArcInfo on a SUN platform. A DEM was constructed, using contour data and tree height attributes. This produced a surface that projected selected trees to their estimated heights. DEM perspectives, corresponding to each photograph, were generated using the GPS coordinates. These perspectives were then merged with processed photographs, that illustrated levels of a bark beetle event. Applying this image merging technique, different levels of beetle damage were positioned in the photographs, using the DEM's to locate zones for scenic simulation. A final image, showing beetle activity levels, was then generated using editing functions in Adobe Photoshop.


BACKGROUND

Scenic landscapes (e.g. parks, forests, seashores) are gaining in importance, both as inspirations for the individual, and additionally as major factors in regional economic growth. Because of their significance, pressure has been placed on agencies to document their scope and distribution (Vining and Orland, 1989; Daniel, 1990). Accomplishing this task has been challenging as scenic resources relate to both the physical environment, and the reactions of people who use those places (Zube, Sell, and Taylor, 1982; Daniel and Vining, 1983). Documenting scenic quality requires agencies to initially assess their relative value, and then to relate those scenic assessments to absolute or definitive measurements of the more traditional variables (e.g. wildlife, water quality, plant distributions) (Brown and Daniel, 1986).

Techniques previously applied to vegetation inventories (remote sensing, aerial photo interpretation) offer the potential for documenting change relationships that could influence a region's scenic quality. Such techniques suggest analytical procedures for identifying the conditions or causes that produce visual change. Shifts in forest canopy reflectance provide clues that modifications have taken place. Interventions such as road construction or timber harvesting increase contrasts between the disrupted areas and the unchanged landscape. These contrasts are observed first as the soil is disturbed, and later accentuated as plants thriving in disturbance areas are introduced (Palmer et al., 1986; Hull and Bishop, 1988; Magill, 1990). The observed results are modified color relationships caused by a new distribution of sun light on the forest canopy and the surrounding ground plane. Applying a knowledge of reflectance characteristics based on physical composition, associations can be established as to the effects a particular change might create.

Recently, managers have utilized perceptual testing to gauge the impact that different change conditions produce (Buhyoff, Wellman and Daniel ,1982; Hull and Buhyoff, 1986; Bishop and Leahy, 1989; Orland et al., 1993). During testing, subjects are presented visual stimuli (e.g. color slides) and are asked to judge each scene on issues such as scenic quality. By regulating the scenic content, selected elements (trees, ground cover) can be isolated to determine the impact that any changes might have on overall perceived quality. Computer simulations have recently extended the options of perceptual testing. Utilizing a range of manipulative procedures, modifications can be controlled to test singular relationships such as shifts toward a particular color (Daniel et al., 1993). In this way, landscapes can be artificially modified to simulate change based on issues of disease, insect events, or ecological shifts. This facilitates the testing of planning proposals before tax dollars are expended.

Visualization efforts (Daniel et al., 1990; Ervin, 1992; Orland, 1994; Shang, 1994) have recently applied a data-driven approach utilizing site data to assist in graphic development. These efforts emphasize procedures that rectify plan view data with photographs from aerial or ground positions. Referencing tools have included geographic information systems (GIS), computer-aided design (CAD), digital elevation models (DEM) (Gimblett and Itami, 1988; Bishop and Hull, 1991), and more recently, global positioning (Zavala and Zavala, 1993). Vector DEM output has provided the greatest utility by allowing the base photographs to show through to assist in the final registration. Manual versus automated procedures have been mostly utilized, although rubber stretching techniques similar to GIS/satellite image rectifications (Dull et al. 1990; Zhou, 1989; Welsh et al., 1992), have been applied.

A texture mapping strategy (Bishop and Flaherty, 1990; Gimblett, 1990) applies portions of aerial images, which are draped over 3D surfaces set in perspective. High levels of scenic registration are achieved. Questions have been raised, however, as to the color integrity of the draped image because of the different orientations and reflectance differentials exhibited in plan versus perspective views (refer to; Jackson et al., 1990; Li and Strahler, 1992). A second approach develops a complex surface that articulates individual trees using graphic primitives (e.g. cones, domes) which are incorporated into the final surface (Kellomaki and Pukkala, 1989; Rich, Hughes, and Barnes, 1993). The resultant surface can then be mapped using some draping technique. Unfortunately, the utility of the final graphic presents some limitations, due to generalized color/shadow articulations, and averaged tree sizes.

A third technique attempts to minimize the color/texture anomalies realized during image draping by merging of ground photography with wire frame perspectives in corresponding view relationships (Shang, 1994). The perspectives (CAD or GIS) are typically merged with photographs using editing software such Adobe Photoshop. Because human interpretation is typically applied, realism and color integrity are maintained at the expense of spatial registration. Previously, the DEM surfaces have been void of trees, or have been constructed using a top-of-tree canopy approach. While such modeling might suffice in vista-scale applications, near-view modeling requires a more definitive process to correlate the imagery. This need for an improved registration that maintains high image fidelity was the motivation behind the research presented here. In the described work, a photographic inventory was developed, utilizing global positioning to articulate all camera/target positions. The coordinate data, plus information relating to the site's physical and biological characteristics, was then input into a GIS data base. Utilizing the camera/target coordinates, the photographs were merged with DEM perspectives to link the photographs to the GIS. This linkage provided a mechanism to transfer tree-related data to specific zones within the photographs. In this way, tree color/change relationships were transferred from GIS to photographic image, facilitating a means to geographically articulate color shifts in portions of the forest.

RESEARCH OBJECTIVES

The reported research had three primary objectives. First, the research attempted to identify conditions or agents that produced visible color shifts in forest canopies. Hull and McCarthy (1988) suggest that change is a major cause of environmental affect. We make individual assessments, or assign some qualitative values, based on associations to other landscapes with similar content (Sell and Zube, 1986). In this way a scenic region might be designated so because of some personal judgment regarding its relative worth, based on past observations. By identifying the conditions that produce visible environmental change, we can associate the change agents to the subsequent human responses to those changes. This ability to associate changes to change agent could assist in the development of planning strategies in like environments.

The second goal was to develop a mechanism to merge color/change data, obtained through digital image processing, with field-recorded measurements of the biologic and ecological characteristics of trees within a forest condition. This was achieved by using a relational data structure to reference all field information pertaining to the health and vigor of the measured trees. An integrated approach, using geographic information system (GIS) and global positioning (GPS) technologies, was utilized to coordinate the data, and to articulate all tree positions and associated attribute information. Extending this data in three-dimensional display, the tree attributes were projected in-perspective to mimic those camera relationships of the acquired ground photographs. This was accomplished using the Surface Modeling with TINs module in ArcInfo to produce a 3D surface that illustrated the surface terrain plus the trees extended to their estimated heights. The two image types; the scanned photographs and the DEM perspectives, were subsequently merged to display the extended trees in the DEM with the scanned photographs. Using this methodology, the tree attributes within the GIS were registered to the ground-oriented photographs.

A final goal was to utilize this referencing technique to position portions of scanned photographs, which were processed to simulate incremental change due to a bark beetle (Dendroctonus rufipennis) infestation, within secondary images that displayed no visible evidence of a beetle impact. The resultant compound graphic presented a forest scene with simulated color variation that represented a beetle event in different stages. These simulations would later be applied in perceptual testing to ascertain the reactions of people to the simulated levels of scenic change. To accomplish these goals, a research design was developed to facilitate the following: (1) the acquisition and processing of scenic color changes in a forest canopy, (2) the geographic registration of those processed color signatures, and (3) the creation of scenic visualizations, depicting the measured color relationships, to simulate a forest undergoing visible change. The extended research question of whether the simulations would produce perceptual responses that varied in relationship to the different levels of beetle activity will be addressed in a separate research report.

RESEARCH PLAN

A multi-year research program was formulated to accomplish the following: (1) the documentation of color shifts (if any) that occurred within a forest canopy due to the effects of a known change agent, (2) the development of methodologies for transferring those color relationships into scanned photographs of other, similar environments, to simulate the color shifts measured in the initial scenes, and (3) the final production of scenic visualizations to illustrate changing forest conditions due to the described change agent. A coniferous landscape within the Cedar City Ranger District of the Dixie National Forest in southern Utah was selected for analysis. Because of its proximity to Bryce Canyon and Zion National Parks, and Cedar Breaks National Monument, millions of visitors travel through the Dixie annually. Previous research has documented the expectations among those travelers of an unspoiled landscape (Orland et al., 1993). Pressure, therefore, has been placed on the Forest Service to maintain high levels of scenic quality through appropriate management activities.

Study Sites

Within the Dixie National Forest, two study sites were selected. The first; Midway Face, is a mountainous parcel located 20 miles east of Cedar City, Utah. Of the total acreage at Midway Face, 610 is dense coniferous forest while 365 acres is classified open meadows. Midway Face is oriented along an east-west axis, with conifer stands being located on north facing slopes of varying degrees. The elevation ranges between 9,650 feet (2941 meters) in portions of the northern meadow to 10,150 feet (3094 meters) at the top of the southwestern ridge. A twenty acre subset was selected for intensive investigation. The subset is primarily coniferous vegetation, with Engelmann spruce (Picea engelmannii) being the dominant species (Munson and DeBlander, 1992). Much of the spruce inventory can be considered mature forest, with an estimated age in the 75 to 130 year range. The relative age, uniformity, and plant composition makes Midway Face an attractive site for analyzing color relationships in a simplified forest canopy.

The second site; Sidney Valley, is located approximately ten miles to the north-east of Midway Face. Sidney Valley has similar environmental, biologic, and ecological characteristics as Midway Face. Like Midway Face, it is relatively narrow with mountainous slopes on both sides. The elevational range is between 9,750 feet (2971 meters) in portions of the lower meadow and 10,600 feet (3231 meters) at the top of the western ridges. Sidney Valley's axis, however, is approximately 45 degrees north- of-east as opposed to Midway's east-west orientation. The eastern and western mountainous slopes are populated by dense stands of conifers, with Engelmann spruce again being the dominant species. As opposed to Midway Face, Sidney Valley is relatively inaccessible. A dirt road to the south is the only vehicular access. Numerous trails do, however, meander in and around the valley, opening the landscape up to limited access. The mixture of Sidney Valley's tree composition, and the existence of a known biological change agent, made the site ideal for extracting color/change data.

Documented Change Agent

Recently, the forest around Midway Face and Sidney Valley has experienced the effects of a Spruce Bark Beetle (Dendroctonus rufipennis) event (USDA Forest Service, 1993). Both sites and surrounding landscape have been rated moderate to high risk areas (Munson and DeBlander, 1992). Dendroctonus rufipennis outbreaks are cyclical in nature, with a distinct series of color transformations occurring as a result (Schmid and Frey, 1977). The event will radiate out from a starting point, and produces activity zones with different levels of beetle effect. Needle discoloration does not always occur during the first year, however, the tree might be dying at this stage. After the second or third year, needles discolor to produce a reddish-brown hue. By year five, the majority of needles will have dropped, and the tree will appear brownish-grey. During the research activities, it was found that Sidney Valley had experienced the greatest bark beetle activity of the two sites. It was, therefore, suggested by the Forest Service as being a suitable location for extracting color samples indicative of incremental beetle activity. Midway Face, which had yet to display any visible beetle effects, was selected to receive the color signatures obtained from the Sidney Valley samples.

DATA ACQUISITION AND DEVELOPMENT

Within the two study areas, two related field surveys were initially conducted. The first measured a selection of physical and biological characteristics of all the trees located within a twenty acre site at Midway Face. A second survey located a series of camera positions at both Midway Face and Sidney Valley. Applying that positional data, a photographic inventory at the two sites was developed. The photographs were digitized and prepared for image processing. A series of GIS point and line coverage was then generated to compile the physical and biological data from the Midway Face site. Because a 3D model would eventually be created from that data, the GIS was extended to include the surrounding landscape. The GIS data (40 meter contours, study area boundary, tree inventory, camera positional data, streams, trails, roads, high/low elevational points) was rectified with an aerial video mosaic (Figure 1).

Figure 1. Midway Face Research Site with Tree Survey Area

Figure A DEM was developed from the GIS coverage, and perspectives relating the site photography were generated. These perspectives, the developed GIS and DEM, and photographic material from both sites would later be utilized in an image processing/data visualization effort to replicate the color/change characteristics that occurred at the study site.

Midway Face Tree Inventory

The following data was acquired from approximately 5000 trees within the Midway Face study area: (1) a tree identification number, (2) the distance in feet and degrees from a control point, (3) a tree species name, (4) the estimated height, (5) the estimated trunk diameter at breast height, and (6) the estimated elevation at ground level. This data was surveyed in 1992 by field crews of the USDA Forest Service, as part of an extended scenic visualization effort (USDA Forest Service, 1993). Two surveying techniques were employed to locate each tree. First, a series of control points were located and referenced to a UTM coordinate system using Trimble GPS instrumentation. A differential GPS technique was applied whereby a receiver was positioned over ground points, and signals from multiple satellites were recorded. Corrections to this data later compensated for satellite range errors, tree interference errors that reduced the signal field to the required satellites, terrain variation, and recorder errors. Global positioning referenced the points to a Cartesian plane, with a twenty meters accuracy level.

After locating the control points, two linear transacts of fifteen points each were developed on the study area's east and west sides. A hand-held laser instrument was utilized to coordinate these points to the initial GPS data. The laser instrument measured the distance (in feet) and direction (degrees-minutes-seconds from north) from individual GPS positions. From these secondary control points, the 5000 trees were surveyed, using the same distance and direction procedures. All trees within the study area were surveyed. Data was recorded on-site in survey log books, and later compiled on a micro-computer, using Quattro-pro.

Photographic Inventory

A 1993/1994 photographic inventory (35mm color slides) was conducted at both the Midway Face and Sidney Valley sites. At Midway Face, the effort concentrated on the twenty acre site surveyed by the Forest Service in 1992. At Sidney Valley, the photography captured specific forest areas that were found to be affected by the bark beetle in incremental stages. These incremental levels of infestation were field verified during the photographic activities (Ferguson, 1994). At both sites, the objectives were to acquire photography from identical days and times, and from both years using identical camera/target relationships. Image processing would later identify color changes (if any) that occurred within the scenes.

Before the 1993 activities, camera positions were staked out in three quadrants at Midway Face, and in one quadrant at Sidney Valley. Geo- referencing techniques, identical to those used during the tree survey, were employed. From these points, photographs were taken using three camera orientations: South 30� East, South, and South 30� West. A tripod mounted 35mm camera with a 50mm lens, a UV Haze filter, and Ecktachrome 100 slide film was employed for all photography. The photography at Sidney Valley was more simplistic, involving only three view points. An initial GPS point was provided by the Forest Service, and the two other points were positioned from that GPS point using the mentioned surveying methods. The Sidney Valley photography was taken using the same three camera bearings, and identical camera equipment and film as that used at Midway Face. All positional data was later converted to metric and input into the study's GIS. To verify its accuracy, each point at Midway Face was visually reviewed during GIS development using a geo- referenced aerial video mosaic of the site.

Photographic Digitization

Thirty eight slides representing a range of view points and target positions were sent to Kodak laboratories for digitization onto a Kodak Photo CD master disk. Of the five resolution options available, resolution 4: 4 x base, was chosen for the investigations. This resolution level provided an image with approximately 1,570,000 screen pixels. The digital images were translated from the base *.pcd file format to a 24-bit *.tif file format in Adobe Photoshop, and stored. A series of pre-processing operations were then undertaken to crop the images, to remove black perimeter pixels that were a reflection of cardboard slide holders. This reduced the images to approximately 1,380,000 screen pixels. The images were then translated to a *.lan file format for further processing using ERDAS image processing software.

Photographic Processing of Incremental Beetle Activity

Relating shifts in tree canopy reflectance to known environmental agents requires: (1) a mechanism to articulate color variation within the canopy, and (2) a knowledge of causes or conditions for those color shifts. To document the locations of color signatures indicative of a Dendroctonus rufipennis event, Forest Service personnel were asked to identify bark beetle locations, extents, and estimated ages within the Sidney Valley study area. After reviewing this site analysis, two Sidney Valley images were selected for extracting color data indicative of incremental levels of Dendroctonus rufipennis. Three general ranges of beetle activity were identified in both photographs: (1) healthy or visibly unaltered trees, (2) fader trees with infestation at the 1-2 year level, and (3) advanced faders with visible damage 3-5 years old but not yet losing their main branches.

Pixel samples representing the three increments were extracted from the two images, using only the sunlit portions of individual trees (Graph 1).

Graph 1. Mean Red, Green, and Blue Sample Data of Three Beetle Increments: Healthy/Unaltered Trees, One to Two Year Level, and Advanced, Three to Five Year Level

Graph

The mean red, green, and blue (RGB) values were recorded per sample, and averages of the mean values were computed. Mean RGB differentials were then computed to produce multiplicative factors between (1) the healthy, non-visible beetle levels and the 1-2 year level of beetle damage, and (2) the healthy, non-visible beetle levels and the 3-5 year level of beetle damage. These multiplicative factors represented the statistical changes between the RGB levels of the unaffected and affected pixel samples. The multipliers were applied to the images (using ERDAS) to simulate the color relationships indicative of the three beetle increments. These multipliers were applied universally to all the trees within the images. During final data visualization, these uniformly processed images were merged with their respective DEM perspectives to locate only those desired tree zones within the scenes where the final visualizations would occur.

GIS Development

Portions of three USGS 7.5 minute topographic maps were digitized (using AutoCAD release 10) to create one CAD drawing with the following layers: (1) 40 foot contours, (2) major and minor roads, (3) streams, (4) break lines, (5) ridge lines, (6) spot elevations, and (7) selected tree edges. The layers were separated, saved as individual DXF files, exported to a PC ArcInfo environment, and transformed into point and line GIS coverage. Applying the UTM coordinate system established during the initial tree survey, the GIS coverage was assigned a northing and easting registration. For the contour data, the initial CAD drawing's layers were named to correspond to their respective elevations. After importing into ArcInfo, the layer_name attribute was converted to an elevation_meter attribution. This provided a height or three-dimensional ability to the contour coverage.

Data from the 1992 tree survey was converted from the initial Quattro-pro file format to a series of ascii text files. These text files were then imported into ArcInfo, and converted to GIS point coverage (Table 1).

Table 1: Attribute Data from ArcInfo Tree Inventory File *

Tree
No.    XUTM	     YUTM         ZMTR    LD    SP     DB       HT
__________________________________________________________________

500   337575.52    4159387.70    3004.1    L    ES	18	92
501   337576.74    4159385.60    3004.4    L    AF	29	34
502   337574.91    4159391.60    3004.4    L    ES	24	108
503   337576.44    4159394.70    3003.2    L    ES	17	83
504   337577.35    4159395.00    3002.6    L    ES	6	25
505   337634.05    4159394.40    2999.5    L    ES	16	86
506   337638.62    4159396.50    2998.3    L    ES	18	94
507   337638.92    4159393.80    3000.5    L    ES	13	72
508   337641.36    4159393.50    3000.5    L    ES	8	24
509   337641.36    4159392.00    2999.5    L    ES	19	91
510   337642.88    4159394.10    3000.5    L    ES	15	79
511   337641.97    4159395.60    2999.8    L    ES	28	105
512   337641.67    4159395.90    3000.5    L    ES	27	107
513   337643.49    4159395.30    3000.1    L    ES	12	71
514   337644.41    4159399.60    2999.2    L    ES	20	96
515   337648.37    4159391.40    3000.1    L    AF	13	56
516   337649.59    4159389.50    3000.1    L    AF	15	78
517   337652.03    4159390.70    3000.8    L    AF	12	68
518   337648.68    4159388.00    3000.5    L    ES	30	111
519   337658.12    4159369.40    3004.7    L    ES	18	103
520   337652.94    4159384.00    3001.4    L    AF	15	74
521   337655.08    4159381.90    3002.0    L    AF	12	65
522   337655.08    4159380.40    3002.0    L    AF	13	60
523   337656.30    4159376.70    3002.3    L    ES	18	90
524   337655.38    4159373.40    3002.6    L    ES	14	55
525   337657.82    4159388.00    3000.5    L    ES	18	84

*

XUTM= X Coordinate (meters), YUTM= Y Coordinate (meters),
ZMTR= Elevation(meters), LD= Live/Dead, SP= Tree Species,
DB= Diameter at Breast Height, HGHT= Tree Height,
XFT= X Distance (feet), YFT= Y Distance (feet),
ES= Englemann spruce, AF= Sub- Alpine Fir

Within ArcInfo, all tree locations (expressed in feet and positioned relative to the control points) were converted from relative distances to absolute UTM coordinates. Upon completion of this point data conversion, it was observed that several tree points were potentially in error. Additionally, there were duplications of points, and some were found void of necessary attribute data (e.g. species type, elevation, estimated height). This issue was magnified after a review of a preliminary TIN, which was generated to test the reliability of the tree survey data. Using two simple AML's, which were designed to detect potential positional and elevational errors (one reviewed each tree's northing and easting, and a second identified any excessive differentials in the height attribution of trees located next to each other), a series of corrections and reductions were performed on the tree coverage. These corrections changed the initial tree inventory from a list of 4923 trees to a revised total of 4473 individually attributed trees (Figure 2).

Figure 2. Tree Survey Area with 5000 Individual Tree Positions

Figure

Digital Elevation Model Development

The GIS point and line coverage from the Midway Face study site was used to generate a series of three-dimensional (DEM) surfaces that represented: (1) the undulation of the ground terrain, and (2) all or selected portions of the tree canopy within the study area. A two-step approach was formulated. First, an at-ground elevation DEM was created whereby the contour coverage was utilized to define the ground surface's elevation outside the tree inventory area, and the individual tree's at-ground elevation was used to define the ground surface's elevation inside the tree inventory area. This provided an undulation within the study area that portrayed the subtleties of the terrain under the surveyed trees. The second DEM focused on illustrating the height and 3D form of the trees within the tree inventory area. This model initially applied the same contour and point data as the first, ground-based model. The 3D representation of the individual trees, however, was simulated by extending the elevation at-ground level attributes, using the estimated trees' height attribute to create a composite top-of-tree canopy model. Applying this technique of extending the tree coordinates to their estimated heights, specified trees could be isolated (based on species type or proximity to a centroid) and then extended in height to represent the three-dimensional mass of a tree cluster. The peripheral ground plane was maintained, so that only the selected trees were displayed to their extended height.

Applying this technique, a series of ground/canopy DEM's were constructed from the GIS data to simulate a spreading pattern of beetle activity through the study area's spruce inventory . This spreading pattern, as projected by Forest Service personnel, started from a central cluster of Picea engelmannii, which was designated the hypothetical starting point of a beetle event. Approximately 100 Picea engelmannii, grouped in the center of the study area, were selected. This selection was achieved utilizing the species type and estimated age attributes to allocate each tree for inclusion (Figures 3, 4 & 5).

Figure 3. Midway Face Tree Survey Area with 100 Selected Spruce in Center

Figure

Figure 4. DEM Surface with 100 Selected Spruce

Figure

Figure 5. DEM Surface with 100 Selected Spruce Extended in Height

Figure

Next, a second DEM surface was generated, using the height attributions from both the initial central cluster of Picea engelmannii and an additional group of Picea engelmannii peripheral to this core. This simulated the radial spread of the beetle activity across the study site. (Figure 6).

Figure 6. DEM Surface with Additionally Selected Spruce Extended in Height

Figure

In later stages, other enlarged spruce clusters would continue the radial pattern in all directions from the starting point. As each subsequent DEM was created, perspective views similar to those of the site photography were generated. The observer point, view orientation, and focal length of each perspective was based on the positional data acquired during the photographic survey.

DATA VISUALIZATION

Two related issues were addressed during the data visualization phase: (1) the spatial registration of the RGB color relationships within forested portions of other photographs, and (2) the final scenic simulation of incremental beetle activity. The images processed to simulate incremental beetle activity (refer to the section; Photographic Processing of Beetle Increments) were initially merged with the DEM perspectives (Figure 7).

Figure 7. DEM/Photographic Composite

Figure

The mergers, using Adobe Photoshop, were created by super-imposing each DEM perspective over their photographic equivalent. The GPS coordinate data was utilized in this effort, as well as using visually identifiable site elements to support the process. DEM/photographic composites were generated using three processed versions of each image (one for each simulated beetle activity level) and two versions of the DEM (one showing a small central core of trees, and a second showing an expanded central core of trees).

Three types of DEM/photographic composites were then created. The first merged the smaller central core of trees in the DEM perspective with the image that had been processed to simulate a 1-to-2 year level. A second composite merged the expanded central core of trees with the image that had been processed to simulate a 1-to-2 year level. The third composite merged the smaller central core of trees with the photograph that had been processed to simulate a 3-to-5 year level.

The three composite image types were then used to develop the final scenic visualizations. Four sets of final visualizations were created. These corresponded to four camera/target relationships at Midway Face. The visualization strategy was to maintain the integrity of the base images while modifying only those tree portions that were spatially defined by the DEM perspectives as being areas of simulated change. Generally, the process can be summarized as follows: (1) construct an irregular boundary around the desired tree clusters for both the 1-2 year and 3-5 year beetle levels/DEM composites, (2) copy only the irregular boundary to a clipboard, (3) open the images with the different simulated levels of beetle activity, (4) paste the saved irregular boundary in its appropriate location, (5) using this boundary, isolate and clip the desired portions of infested trees, save these pixels to the clipboard, (6) insert the clipped trees into the appropriate scenes, save as new images, and (7) position the 3-5 year infestation levels on top of the previously positioned pixels displaying 1-2 year beetle levels. Resultant images were made into 35mm slides using an Agfa Forte film recorder, at a resolution of 4000 horizonal by 2666 vertical screen pixels. Figure 8 illustrate an original scene and a simulated image of damage.

Figure 8. Before (above) and After (below) Scene Showing Simulated Beetle Damage

Figure

DISCUSSION

The described methodology produced a series of scenic visualizations that illustrated incremental beetle activity within the forest canopy. Because of the tree inventory's age and composition, a radial approach encompassing the entire spruce collection was viewed as a likely scenario. While other environmental factors (slope, aspect, prevailing winds) would influence an actual spreading pattern, this hypothesized event produced a distribution of beetle impact that could be modeled in the context of the site's vegetative composition. The acquired visualizations were later applied to a program of perceptual testing, following methodologies described in Daniel and Boster (1976). Testing results generally corresponded to previous scenic-based research where computer visualizations were employed as surrogates of environmental conditions (Daniel et al., 1993; Orland et al. 1993). In each instance, the simulated environments produced responses comparable to those obtained when testing unedited slides of similar conditions. While the scope of this research was limited, the correspondence to previous efforts provides support for applying the techniques to illustrate similar change relationships in coniferous landscapes.

The utility of the described approach presented several benefits which equated into improved data registration and transfer procedures. First, because scenic change has spatial implications, the described methods improved the positional accuracy of the graphic output. These improvements can be credited to the combinations of global positioning and surveying procedures utilized during field data acquisition. Further, the GIS data structure provided a convenient mechanism to catalog and later query the distributions and patterns of the inventoried trees. A second benefit was realized when the GIS was applied during DEM development. Extending the tree coordinates to their measured heights produced a viable canopy model for illustrating the mass and form of clustered trees. Previous modeling efforts (Rich, Hughes, and Barnes, 1993) might have provided similar results, however, the simplicity of this approach justified its application. A third benefit became apparent when the tree data was transferred from the initial plan view registration to a ground-based projection. Because the hypothesized beetle spread patterns were controlled through the UTM coordinate geometry, a 2D/3D transfer was facilitated by using the DEM. By applying the positional relationship between GIS and DEM data, the trees' physical/biological characteristics were three- dimensionally related with the processed color signatures representing increment beetle impact. Issues of data integration and perspective display were, therefore, resolved.

The camera/target coordinate data further assisted in maintaining the positional relationships between the DEM perspectives and those of the site photographs. This insured common view orientations, which assisted in the ultimate merging of the two image types. Image merging was also facilitated by distinct or recognizable terrain characteristics, such as the spaces within the forest canopy, or the irregular tree edge as it met the open meadow. These common identifiers had the advantage of being both visually apparent in the photographs, and geographically defined within the GIS. Image matching was, therefore, assisted by using the combined referencing of the visual as well as computer-generated information. A final advantage of GPS referencing was in the actual location, on-site, of photographic positions. Because of the site's snow loads and severe winter conditions, markers to delineate reference points were typically shifted or lost. This potentially placed limitations on the acquisition of photography during the multi-year research effort. Knowing the coordinates of each position provided a means to locate the previous year's camera and reference positions that otherwise might have been lost.

REFINEMENT AREAS

Procedural areas were identified in the research where refinements might improve the viability of the process. While the research generally presented a linear approach, the actual implementation dictated a more non- sequential series of events. The addition of unexpected processing and image merging steps had implications regarding image storage and retrieval. The final visualizations were the result of numerous intermediate DEM/photographic mergers; at least one per-step in the process. Because four scenic view points were incorporated into the visualization effort, the number of intermediate composites was actually factored of four. Relating this to the high resolution level of the images (4.2 mega-bytes), it became apparent that memory requirements would become a limiting factor. Initially, the high resolution option was proposed to improve the sampling of tree canopy variation. The results did not, however, validate this argument. No significant deviations in the dynamic range of RGB color values (extracted from identical images saved at different resolution levels) were recorded during image processing, thus lending support for future sampling efforts to be conducted at lower, more manageable resolutions.

Another potential area of refinement is the actual registration technique employed. While the applied techniques transferred data from a 2D to a 3D display, the process does not represent a direct GIS/photographic rectification. Additionally, some visual assistance during the rectification process is still warranted. This short coming does not necessarily limit the utility of the process, however, because both photograph and DEM perspective are, in reality, two-dimensional representations of three-dimensional surfaces. The point only emphasizes the need for improved automation in the rectification process. A final area for refinement relates to the computer hardware and software employed during the research. During the data development and processing, three hardware configurations (MsDos, Macintosh, Unix) were used in conjunction with eleven application softwares. Any transfers of technology to governmental agencies will require a more simplified approach with common hardware/software arrangements.

CONCLUSION

The methodologies described here were applied to a simplistic landscape with a limited photographic range, geographic extent, and scenic composition. In previous research (refer to; Daniel et al., 1993; Orland et al., 1993) the emphasis was on an extended viewshed, using stand data, not individual tree articulation. Their efforts produced visualizations that emphasized an overall terrain form with generalized spatial patterns. This research attempted to illustrate a finer tree definition, which was a requirement of a near-view study. Future visualizations might require still more individual tree definition mechanisms, and dictate an extended image/data merging procedure.

This research provided support for utilizing the described methods in spruce forest conditions, using surveyed trees as the basis for the image/data integration. While it must be stated that few researchers have the luxury of a study site with 5000 individually surveyed trees, new technologies are being tested to automate the process. A pattern recognition approach, (Orland, 1994) shows promise for identifying trees from aerial photographs. Future data collection using combinations of remote sensing and pattern recognition could further articulate issues of health, insect/disease activity and nutrient deficiencies. Image resolution has been a limiting factor; however, as data capture extends into other, improved areas, the individual tree as a discrete data source will become a viable alternative. Global positioning, teamed with a GIS, suggests benefits that extend beyond the ability to create scenic image composites. The described data registration techniques can relate research material to existing resource inventories. This flexibility to incorporate new data could expand existing research efforts beyond their initial scope, and potentially provide extended benefits to agencies funding the efforts.


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Gary R. Clay, Ph.D.
Landscape Architecture Department
California Polytechnic State University
San Luis Obispo, California 93407
1-805-756-1372
gclay@oboe.aix.calpoly.edu