Abstract
Environmental modeling is a complex process involving
large spatio- temporal datasets, many variables, and intricate computer
programs. The process of running the model is a task that is often non-
automated, undocumented, and difficult to change. What is needed is an
overall framework to perform the spatial analysis and the modeling within.
Such a framework is well handled by a GIS, a system specifically designed
to handle spatial data. This project involves the implementation of STAMP,
the Spatial Temporal Modeling Program. STAMP is a loosely coupled system
that integrates a GIS (ArcInfo), a data visualization package (Data
Explorer), and an environmental model (PnET) in the one modular system. It
handles spatio-temporal data of different resolutions, and controls the
interface between the spatial data processes of model input and output.
Each run of the model encapsulates its parameters, input and output in the
one system.
Section 1 : Introduction to the Project
1.1 : Introduction
Environmental modeling is a complex process. It involves
large spatio-temporal datasets, many variables, and intricate
computer programs. The actual process of running the model is a
task that in often non-automated, undocumented, and difficult to
change. What is needed is an overall framework to perform the
spatial analysis and the modeling within. This framework is well
handled by a GIS (ArcInfo), a system specifically designed to
handle spatial data.
The idea for such a framework evolved into STAMP, the
Spatial Temporal
Modeling Program. The advantage of such
a system is that it can handle both the spatial analysis needed to run the
model, and the interface between the GIS and the model. As well as ease of
use, the path from the selection of model inputs to the analysis of model
outputs can be traced, allowing repeatability and verification of model
results. Model input, output, and runtime parameters are encapsulated
within a model-object which describes it completely. In addition
to these features, STAMP also provides a link to the Data Explorer
visualization package, which allows the animation of temporal grid series,
a feature not available from within the GIS environment. The graphing of
the time-series output from the model is handled from within the GIS.
1.2 : Environmental modeling and GIS
In today's world of environmental decision making it is
important to have an understanding of the natural processes that are
being disturbed. Decision making organizations often follow
economic guidelines and must produce solutions that are cost
effective and backed by scientific method. There must be a thorough
understanding of the existing environmental situation as well as a
mechanism for predicting the outcome of future scenarios. The
natural environment is too fragile for costly experimentation, but it
can be approximated using numerical models run on computers, and
using site data. .
One of the strengths of a GIS lies in its ability to handle large
volumes of data from diverse sources and formats. If the GIS and
modeling system is to be used effectively for decision making and
planning, high quality data and tools are needed. As the commercial
market focuses on inventory and management of spatial data rather
than analysis and modeling, most existing modeling systems were
developed for specific applications. There is a need for software
tools which are flexible enough for a variety of modeling situations.
Another problem is the misuse of computing tools and the
misunderstanding of computer generated output. If environmental
models are to be used in planning decisions there must be a high
degree of confidence in results, or a good description of uncertainty.
Software should specify constraints for both inputting data and
results, and tasks should be automated to reduce human error. As
datasets become larger, expert and knowledge systems have a
growing role in the automation of analysis and decision procedures
as well as decision support. The use of such tools helps bring order
to the previous informal methods of data analysis in environmental
modeling. One of the biggest problems in performing analysis is not
the use of the tools themselves, but the management of the data and
its output in a coherent manner between the variety of tools used to
produce the results.
1.3 : The aims of the project
The aim of this project was to create a reusable software
environment which uses a GIS (ArcInfo) for the handling and
processing of spatio-temporal data for an environmental model
(PnET), but uses other computer systems where appropriate for
specific tasks. The system is more general than modeling just with PnET.
The actual numerical modeling is handled external to the GIS, with
model input and output being passed back and forth between
systems.
The temporal data layers at various resolutions used by the
model are handled in a unified manner within the GIS. Animation of
spatio-temporal data is handled by a visualization package (IBM's
Data Explorer) external to the GIS. It handles missing and erroneous
data, as well as suggesting default values. The whole system is
encapsulated within a modular framework that is simple and
reusable. To implement an environmental model other than PnET, the
model used as an example by this project, it should only be
necessary to change those parts of the system that are specific to
that environmental model.
Section 2 - Background to the project
2.1 : Why use a Geographical Information System ?
GIS and environmental modeling are closely linked, with a
common interest in spatial data and processes. The basic concepts in
a GIS are location, spatial distribution and relationships. In
environmental modeling the basic concept is of states; expressed by
numbers, mass, energy, interaction and dynamics, and biological,
chemical and environmental species. The question here is not just
the use of computers for environmental modeling, that is an
established practice, but of the integration of environmental
modeling with GIS technology (Fedra, 1993). It is because ecological
modeling attempts to model the environment that it has to handle
the wide variety of data models used to describe phenomena.
Examples include using the point data model to describe lakes, the
line data model to describe rivers, the polygon data model to
describe watersheds, data-networks to describe stream networks,
and Triangulated Irregular Networks to describe topography. This is
where a GIS is useful, but the current technology often falls short of
modeling needs. The selection of the data model used to represent
the real world is constrained by the method of gathering data (some
data is only available via satellite), the spatial extent of the data,
and by the approximate nature of describing the real world in a
computer database. Despite this, a GIS can handle these varying data
types and a larger range of spatial analysis tasks than a purely
numerical model (Goodchild, Parks & Steyaert, 1993).
One major problem with current numerical models is that they
are very difficult to use. They often involve tedious data handling
and inflexible data formats. This is true in the PnET environmental
model which currently requires five cryptically formatted ascii files of
constants and input data. The preparation of this input data requires
modelers to examine site and historic data in database and
spreadsheet programs before exporting data to the format required
by the model. It is the difficulty of handling such data that forces
the user to focus on the software and not the modeling task. If a GIS
were to be used in the preprocessing stage of modeling it could bring
data from a variety of formats into a common system. This is not
merely a task of using a universal database or implementing a
common user interface. The key then is the ability of a GIS to
analyze spatial data. For example, to examine trends and to select
sensitive regions for further research, and to prepare data for input
to an environmental model. Preprocessing tasks that are appropriate
for the GIS include overlay analysis, presenting a spatial view of
tabular data, the selection of input sites who's attributes fulfill
certain criteria, the generation of proximal polyons, and some spatial
statistics. Post-model analysis
can include any analysis that is incorporated within the scope of the
GIS. There is a need for software tools which can be used within a
variety of modeling situations. These tools must be modular so they
can be reused for different modeling tasks.
2.2 : Time and Environmental Modeling
Goodchild et al (1993) agree that a temporal, non-two
dimensional approach is needed in current GIS technology. Most
current usage though concentrates on the two dimensional aspects
of GIS because this is considered to be where GIS is currently
useful.
The time component in spatial data should be included as an
integral part of the appropriate spatial data and processes.
Choosing a data model to effectively represent time depends on the
aspect of time that should be emphasized. Langran (1992) discusses
several ways that time is represented within a GIS, particularly
having a complete base state with snapshot amendments which
represent the change since the previous snapshot. In practice,
because of the thematic nature of how data is captured and stored,
the most common representation is sequential snapshots , each
representing the state of the system, both spatial and aspatial data,
at a particular instant in time (Figure 1).
Figure 1 The sequential
snapshots representation of temporal data This example could
represent the growth of a sea-grass bed on the ocean floor over
time
The data for PnET, for example, was gathered at intervals, with a
temporal resolution of days to months, and so translates readily to a
snapshot model. At the time of implementing this project this was
one of the few temporal methods available within existing GISs, so
this simple snapshot representation was used for the temporal input
and output data for the PnET model.
In practice, for example, a time series of yearly temperature
grids could be referred to as a single dataset and, with the addition
of descriptive metadata, handled by the GIS in this manner. The
STAMP system handles the temporal snapshot data of the PnET model
in this manner using temporal-objects. A temporal-
object is a collection of data snapshots which can be considered as
one data layer. For example, the precipitation dataset over the
Adirondack region for 1985, 1986, 1987 and 1988 could be described
as a temporal-object 'Precipitation 1985-1988', with a temporal
resolution of one year (Figure 2). When this object is viewed with
the GIS, each layer would be shown sequentially. Alternatively,
within STAMP, animation techniques are be used to view the data by
using an interface to the Data Explorer Visualization package.
Figure 2 An example of a temporal
object
2.3 : The concept of a model object
The implementation of the PnET environmental model with the
STAMP system follows the concept of a model object. In
an object-oriented system objects are a combination of variables
defining the object characteristics, and routines to perform object
specific functions. By using model objects, it is relatively easy for
the system to be built for a number of environmental models. Only the
model object (code and variables) would need to be changed.
In STAMP, a particular instance of a model object is a
collection of the parameters and other characteristics of the
environmental model described as a series of variables and software
tools within the GIS framework (Figure 3). Software tools developed
for use in environmental modeling must be modular so they can be
reused for different modeling tasks. Changes to the model should not
have to involve changes to non model-specific software tools. As the
model object is specified for every environmental model, in theory, it
is only the unique parts of the environmental model interface code
that needs to be changed when a new environmental model is to be
interfaced by STAMP. The rest of the system is composed of non-
model specific software tools for the analysis, and display of the
spatial data.
Figure 3 An instance of a model
object
2.4 : The Environmental model - PnET
The results of atmospheric deposition are evident in the
environmental problems being experienced in temporate and boreal
forest ecosystems such as the Adirondack mountains in New York
State, USA. The questions that are asked of this and similar regions
often take the form of 'if this course of action is taken, what will be
the effect on the lakes?' To help investigate such problems the PnET
environmental model of carbon and nitrogen cycles was developed by
a team from Syracuse University, University of New Hampshire and
the University of Toronto (Driscoll & Van Dreason, 1993) (Aber &
Federer, 1992). It fulfilled the need for an environmental model
which can be used to examine various scenarios of 'atmosphere
deposition and/or land management policies on forest and aquatic
ecosystems' (Csillag, 1995).
PnET is 'a generalized lumped-parameter model of
photosynthesis, evapotranspiration and net primary production'
(Aber & Federer, 1992 : 463). It is an empirical model, spatially
integrating the entire site being modeled and spatially and temporal
averaging its properties to smooth small variations. The
presentation by Aber and Federer (1992) of the PnET model applied
to ten temperate and boreal forest ecosystems shows how this
simple nitrogen and carbon model is successfully implemented. PnET
runs over monthly time steps using historical and site data as input.
This input includes maximum temperature, minimum temperature,
solar radiation, precipitation as well as a variety of other
parameters environmental constants. There are optional routines for
calculating maximum temperature, minimum temperature, solar
radiation and precipitation from elevation. Climatic conditions for a
month are calculated based on mean values. The version of PnET
discussed by Aber and Federer is composed of 5 compartments and
eleven fluxes, calculated monthly (except for the carbon allocation
to wood and fine roots where the excess carbon from net
photosynthesis is accumulated yearly).
The four major steps in running the version of PnET discussed
by Aber and Federer (1992) start with performing the climate
calculations for the first day of the month to compute vapor
pressure deficit, day length, mean day and night temperatures and
the radiation per second of daylight. This is followed by the foliage
routines to calculate the foliar mass and the potential gross
photosynthesis for the canopy. Maximum photosynthetic rate is
considered a function of the foliar nitrogen concentration. The
carbon and water balance routines calculate the available water
over the month, the change in water storage, the degree of water
stress on vegetation, realized transpiration and net photosynthesis.
Finally the carbon canopy gain over the year is accumulated and net
primary production of wood and root is calculated (Aber & Federer,
1992).
The study area considered in this project is a watershed in the
Adirondack mountains in northern New York state , USA. It is a
largely forested area containing many lakes, and is prone to the effects
of acidic deposition (Driscoll & Van Dreason, 1993).
PnET can also be run in Monte-Carlo mode, producing statistics
describing the average and standard deviation of model variables. This
is the form of PnET implemented in this version of STAMP. Also, out of a
number of possible output variables, 'Net Photosynthesis' and 'Nitrogen in
Drainage Waters' are the 2 variables available for display within STAMP.
The PnET model itself will not be examined in further detail as this
is beyond the scope of this paper. Instead, a 'black box' approach is
used, where the STAMP system passes data to the environmental
model, and receives output back, but has no contact with the actual
modeling system beyond a necessary knowledge of input and output
data structures.
2.5 : Data
An interesting trend in current data modeling incorporates
concepts of 'object orientation'. This includes encapsulating objects
and their operations together in the database, and allowing objects
to inherit attributes from parent objects. An example is an airport
hanger which would inherit characteristics from the airport parent
object (Goodchild, 1993). This concept is extended in this project to
the model object which encapsulated both the constants and
parameters of the PnET model with the computational routines
necessary to implement the running of the model.
The dataset being used in this project is composed of temporal
snapshots of lake acidification and climatic data from the
Adirondack region. This includes both historical and site data. The
tabular data is input into the relational database INFO and linked to
a base ArcInfo point lake coverage using ArcInfo relational
links. Other supporting data themes are input as ArcInfo coverages
and grids. To run PnET with the specific set of model flags used in
this version of STAMP, only DEM elevation data specific to the
region, and a point coverage of site locations is needed. Proximal
polygons are created around point locations, or alternately a spatial
layer such as watershed boundaries can be used. This is the only
spatial data that must be selected at each model run.
2.6 : System Framework
STAMP is described as being a loosely coupled system. The
term loose coupling is used when simulation models and
a GIS have enough coupling, or linkage between systems, to allow the
transfer of data for pre-processing and displaying results (Figure 4).
This is the case with the STAMP system. To have close coupling
would require that the GIS and the model share the same data
structures, which may not be appropriate for disparate systems
(Lammers & Band, 1994) (Fedra, 1993).
Figure 4 STAMP : A loosely coupled
system
2.7 : The need for Visualization
Today's environmental modeling produces vary large volumes of
data. Data demands have grown along with computing power in terms
of increasingly fine data resolutions and the increasing spatial and
temporal extents of the model's expectations. Effective
visualization techniques such as animation are necessary exploratory
data analysis techniques to extract
the important information from this data. As the visualization of
temporal data is not a GIS specific task it was decided to handle
this visualization using an animation and data visualization package
(Data Explorer) external to the GIS. This solution is implemented
within STAMP by allowing coverage data to be viewed in either
ARC/PLOT or IBM's Data Explorer.
Section 3 : The STAMP system
The GIS component of STAMP is the driver that links the
environmental model and the visualization package into a loosely
coupled system. This utilizes the strengths of each system as the
GIS alone is not optimized for numerical modeling or complex
visualization. It can be described as being loosely coupled because the
system modules do not share data structures. Data can be viewed
either in the GIS or in the visualization package (as temporal data
layers). This includes existing data layers, model output and data
layers created in the GIS. This has opened up a range of data
visualization techniques that are available from within Data
Explorer
3.1 : Software and Hardware
I specify here the software packages integrated within the
STAMP system. The GIS, ArcInfo Rev 7.0.3, from Environmental
Systems Research Institute (E.S.R.I.) is used in this project because
it is a high level GIS well able to handle the large volume of data and
the complex analysis procedures needed in environmental modeling.
The INFO database component of ArcInfo is used to contain the
Adirondack attribute database, while the ARC/PLOT sub-module is
used to display data. The STAMP system and user interface was
programmed using AML, the Arc Macro Language.
The animation and data visualization package used in STAMP
for the animation of time-series is Data-Explorer by IBM Systems.
This is a separate system with its own scripting language for
defining 'Visual Programs'. The user can control the animation using
'VCR' style controls. Besides being an excellent animation package
with scope for future developments, there is growing interest in the
use of such a system for the visualization of GIS data. This was
evident in some of the pre-developed Data-Explorer tools available
(IBM, 1993).
As discussed in detail previously, the environmental model
used with this implementation of STAMP is PnET, created by a team
from Syracuse University, University of New Hampshire and the
University of Toronto.
3.2 : The system Structure
STAMP is created using ArcInfo's AML programming
language. It is developed using an initial system for viewing data
themes created by Val MacDuff of GeoSys. This initial system
includes an object oriented hierarchy created using AML which
handles object creation and passing up and down the object
hierarchy, error handling, displaying and coverage themes and legends,
pan and zoom functions,
and the initial graphical user interface.
STAMP is a multi-user system with routines in a main code
directory, and each user having a directory in their home directory
where temporary files, system files, and object and themes files are
stored. The actual data for the program can be stored
anywhere in the operating system hierarchy.
The object oriented style of coding a system (not the
abstract object hierachy), is a
programming methodology which considers the system's components
as a collection of objects rather than functions which perform a
task. Each object consists of the variables that defines that object,
and the routines for performing operations on that object. This
concept of encapsulating object descriptions and
methods together means that any and all changes to an object are
made by internal routines. It is not possible for another module to
alter an object. The result is that object-oriented code is highly
modular. Changes to an object can be made independent of other
objects, and objects are reusable in other systems. The down side is
that object-oriented systems are inefficient because of the added
processing overheads (Sommerville, 1989).
3.3 : Coding Considerations
Important aspects of object oriented coding are the concepts
of instantiation, and of inheritance. The
process of instantiation refers to when a object is assigned values
as a particular occurrence of an object. For example, a plotting
object could have a variable that contains the font style. In one
instantiation of that object called Plot_1 this variable could be set
to 'Courier', while the instantiated object Plot_2 has the value of
'Geneva' for this variable.
The concept of inheritance refers to how objects can be
composed of other objects, and inherit characteristic from a parent
object. When an object does not know how to implement a method it
asks its parent objects how to, passing the request recursively up
the object tree until it is can be processed. The
base object in the object tree contains methods common to all
objects such as opening and saving. Above the base object are only
error routines for handling rogue object methods. See Appendix 2 for
the Object Hierarchy diagram.
AML is a functional computer language, but
the initial system shell described previously implements a
method for programming in the object oriented style for STAMP.
Every object has a name, a title, a parent object, and a list of
methods that govern operations on that object. When objects are
called with a method, if that method is not found then the parent
object is searched recursively up to the base object.
3.4 : The STAMP Interface
The original graphical user interface component of the system
is based on the ArcInfo interface shell described previously.
As well as the new AML code that makes up STAMP, some templates
were used from ARC/toOLS (distributed with ArcInfo).
In addition, some ARC/toOLS for transforming data into Data-Explorer
format were obtained from the Cornell Data Repository
Site over the Internet. Figure 5 shows the basic STAMP interface.
This includes a message menu for informing the user of actions, an
ARC/PLOT display window, and a series of buttons on the message
window which each change the spatial extent of the display (for
example zoom and pan). Context dependent help can be obtained by
selecting button and menu options with the right mouse button.
Figure 5 The Basic STAMP Interface
The STAMP system works on the concepts of views and themes.
A theme is an object that is defined on a data layer. It contains
variables that define how that theme is displayed, and any other
information associated with that theme. An example of a theme is
shown in Figure 6. Themes are modified using the property sheet for
that theme. The property sheet is a menu that contains all of the
variables associated with that object and allows the user to change
and save new objects.
Figure 6 An example of a properties
sheet for a theme in the STAMP system
A view is a collection of themes. The concept of a current-view
is the view that is currently being displayed and updated. It is
this current-view as a list of data themes that could be submitted
to Data-Explorer for animation as an alternative to being displayed
in ARC/PLOT. An example of a view is given in Figure 5. It contains a
point theme of lakes, a line theme of the boundary of the
Adirondack Park, and a Digital Elevation Model (DEM) for the region.
Data themes can be moved between views, deleted and created
as a subset of an existing theme. To summarize, a theme is a
collection of variables defining how a dataset is manipulated and
drawn. A view is a list of themes, and is used to group themes.
In addition to the features discussed here, the STAMP system
also includes modules for changing Session Preferences such as
plotting options and the current model being run. Routines also exist
for selecting subsets, and creating and querying themes
3.5 : The Model-Object
As discussed previously, in an object-oriented system, objects
are a combination of variables defining the object characteristics,
and routines to perform object specific functions. The concept of a
model object refers to the encapsulating of the characteristics of an
environmental model within a collection of variable definitions and
methods. Each instantiation of a model object represents values for
variable and pointers to datasets that a particular run of the model
uses when it is initiated from within the GIS. By using model
objects it is relatively easy for the system to be built for another
environmental model. Only the model object (code and variables) will
need to be changed.
An environmental mode (PnET) is run from STAMP by creating a
new model object. This brings up a menu interface (Figure 7) that
steps the user through the required steps and data selection needed
to create the model object. Input data are selected from existing
STAMP coverage themes. Model constants can be identified and
updated from a scrolling list of variables. This menu structure
restricts the data that the user can input to the model, and ensures
consistency and repeatability between model runs. Some pre-processing
of input data, such as the creation of proximal polygons,
may occur at this stage so that the user can observe their effects.
Figure 7 An example of creating a
model object
Once all model input has been selected, the created instance of the
model can then be run. At this point any pre-processing needed to
convert the ArcInfo data to the correct model format will occur. In
the case of PnET, this involved creating statistics from the
elevation data supplied by the DEM for the proximal region
surrounding each selected lake. In addition, all input files of
variables and constants are recreated. Once all input has been
created the model is run, and the output converted back into the INFO
files associated with this instance of the model.
To view the output from the model, it can be placed in the
current view just like any other theme. When the current view is
drawn, the model object will draw itself by displaying times series
graphs of selected output variables. If Monte-Carlo runs are selected
then the lines of standard deviation and average values of the output
variable will be displayed. A menu can be displayed for each model
object to allow output variables to be selected, and to show what
input data were used to run the model. An example of the output from
PnET can be be seen in Figure 8.
Figure 8 Output of 'Nitrogen in
Drainage Waters' from a Monte Carlo run of PnET
3.6 : Visualizing Time
As described previously, the Data Explorer visualization
package was used to display an animation of time series data. An
example of a spatio-temporal theme of monthly maximum
temperature implemented within STAMP is show in Figure 9. A
GRID spatio-temporal theme is composed of a series of data grids,
and information about the start and end time, the temporal
increment, and how missing data will be extrapolated.
Figure 9 A spatio-temporal theme of
monthly maximum temperature
Figure 10 shows the themes from the view shown in Figure 5 being
displayed using Data
Explorer animation. In ARC/PLOT this theme would display just as
its minimum bounding rectangle. Note that it is difficult to
represent animation of temporal data in a static medium.
Figure 10 Displaying a spatio-temporal
theme of monthly maximum temperature in Data Explorer
Section 4- Conclusion
In summary, STAMP is a loosely coupled system incorporating
the GIS ArcInfo, the PnET environmental model, and the Data
Explorer visualization package, for the purpose of viewing the spatio-temporal
data required for environmental modeling. There is
some sharing of data structures between the systems. Also, much of
the spatial analysis necessary in preprocessing model input data is
handled from within the GIS. There is a common graphical user
interface that is used to initiate model runs and control their
execution. This is all included within a modular system framework
developed under the GIS. This governs not only interaction with the
model, but with the visualization system that is coupled within
STAMP.
The advantages of such a configuration are subsystems that
are linked closely enough to allow data sharing transparent to the
end-user, but a system that is flexible enough to be used within a
range of modeling environments.
This project was successful in implementing the PnET
interface, model objects, temporal and graphing objects, and the link to
the visualization package as specified for the STAMP project. The
STAMP system is currently being used to help analyse spatial data
for input to PnET, to run the model, and to visualize spatio-temporal
data. In this framework the STAMP system will enable modelers to
explore environmental situations with increased flexibility of time
and space. It is hoped that future work will ensure it is a useful tool
for environmental decision making.
Appendix 1 : About STAMP
- ArcInfo version : 7.0.3
- Platform : IBM RS-6000 UNIX
- Original Code : for object-oriented AML code
and theme viewing - Val MacDuff
- STAMP Code : for the creation of themes, and
the use of grid, graph, 3D and temporal themes, as well as the
interface to the Data Explorer routines, model Objects and the PnET
Interface, by the Author.
- Data Explorer : IBM, (1993)
- Data Explorer Conversion Code : Code
modified to convert ArcInfo coverages to Data Explorer format
from the Cornell Data Explorer Repository
Appendix 2 : Object Hierarchy of STAMP
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Acknowledgment
This study is based on work completed as part of
my M.Sc. at the University of Toronto (1995). I gratefully acknowledge the
help of my supervisor Prof. F. Csillag, and my M.Sc. committee
members, Prof. L Band, Prof. V. Robinson, Prof. K. Devito. My thanks
also to Val. MacDuff who allowed me to develop her initial system
that became STAMP, and to Scott Mitchell who helped with PnET.
Author Information:
Rebecca N. Handcock
Geography Department , University of Toronto
Address:
Geography
University of Toronto
100 St. George St.
Toronto, ON
CANADA, M5S 3G3
Phone: (416) 535-0511
Fax: (416) 978-6729
Email : handcock@geog.utoronto.ca
WWW http://eratos.erin.utoronto.ca/handcock/bechome.html