E.M.H. van Proosdij

TOP SOIL MOISTURE IN THE SAHEL AS OBSERVED WITH PBMR.

ABSTRACT Research has been performed as part of the HAPEX-Sahel (Hydrological Atmospheric Pilot Experiment) project 1992. For a site located in the south-west corner of Niger (which is situated in the Sahelian zone in eastern Africa), passive microwave techniques have been used for the determination of the topsoil moisture situation. Passive microwave data were collected using a Push Broom Microwave Radiometer (PBMR) which had been mounted to a NASA-C130 aircraft. Subsequently a regression method has been used to establish the relation between the in-situ measured topsoil moisture and measured brightness temperatures. In contradiction to the usual procedures, the emissivity has not been used in determining the soil moisture situation, as the necessary measurements were not available. Good preliminary results were obtained in calculating the topsoil moisture for large areas, by using the three linear equations derived from regression analysis. However more research has to be executed to investigate the applicability in practice of the developed empirical relationship.


INTRODUCTION

The HAPEX (Hydrological Atmospheric Pilot Experiment) program is a research program for atmospherical studies, which consists of several field campaigns e.g. in Scandinavia, U.S.A., Niger (Africa) and South America. The HAPEX-Sahel research was carried out in Niger during 1991-1993, with an eight week Intensive Observation Period (IOP) from mid-August till mid-October 1992. (Goutorbe J.P. et al, 1993, Goutorbe, Kabat P. et al., 1994, S.D.Prince et al., 1993). The project came after several other similar projects like HAPEX-Mobilhy (1986 in France), FIFE (1987 and 1989 in the USA), EFEDA (1991 in Spain) have taken place. In the Sahel project international scientists participated with the overall objective to improve the predictions of climatical changes in the semi-arid tropics using a coordinated program of measurements and model development.

For this paper the relationship between passive microwaves and top soil moisture has been investigated. It is known that the combination of Remote Sensing and hydrology is very promising, since the physical property that effects the Remotely Sensed measurement is directly dependent on the soil moisture (Jackson et al. 1989). It is important to know soil moisture conditions, since this is a key factor influencing the potential evaporation, and evapotransporation, which are important terms in ecosystem dynamics (van de Griend et al., 1993), and consequently atmospherical studies. For atmospherical studies, large data sets covering large areas are required. A major advantage of the use of passive microwave techniques and remote sensing over conventional techniques is that over large areas the soil moisture can be frequently measured in a relatively short time (Jackson et al. 1989), under any weather and terrain conditions. In this study a linear relationship has been established between top soil moisture and passive microwave measurements, allowing for the creation of top soil moisture maps. With this relationship, passive microwaves, measured at any time, can be transformed into top soil moisture maps, without the necessity of field measurements.

DESCRIPTION OF THE STUDY AREA

The three million square kilometer transitional zone between the wet, humid, equatorial zone of Africa in the south and the Sahara desert to the north is called the Sahel. Climatically the area is called ITCZ (Inter Tropical Convergence Zone). The temperatures in Niger vary between 14§C and 40§C with an average of 28§C. The Sahelian hydrology is mainly dominated by the hydrology of inward draining areas, and results in the forming of ponds and pools, which dry out in a few months after the last rainfall. It is almost impossible to measure runoff in the area for water balance determination purposes, the water dissipates on the weaker slopes often within a couple of hours. Therefore in this area the emphasis is laid on techniques to determine spatial evaporation, this is important since the annual rainfall never exceeds the potential evaporation, which is about 2000 mm/year ( Goutorbe et al, 1993). The study site for this research is located in Niger (Sahel). The research area is located within the 1ø X 1ø HAPEX-Sahel square.

The geology of this area, consists of Continental Terminal origin, which are the oldest surface sediments and are linked to the deposits of Northern Nigeria. These deposits are of Eocene age and are deposited under lacustrine and terrestrial conditions, sheets of plinthite developed over extensive areas. Three major sheets of plinthite have been formed (Epema et al., 1993). The vegetation within the HAPEX-Sahel study area consists of vegetation types like arable crops (millet), fallow savannah, sparse dry land forest known as 'tiger bush' and 'degraded bush' (Kabat et al. 1993).

THEORY RELEVANT TO THE RESEARCH

A problem which occurs in the modeling of the interactions between the land surface characteristics and the surface fluxes of heat, water vapor and momentum, is that the interactions are generally non-linear. Through field measurements and modeling, earth surface processes are investigated. To estimate land surface fluxes it is necessary to determine;

- the energy driving forces, like the solar energy, and resulting radiation,

- the moisture availability, and/or situation of soil/vegetation interaction

- the capacity of the atmosphere to absorb energy, which is dependent on surface and air temperature, vapor pressure gradients and surface winds.

Using the energy balance approach, the evapotranspiration (or LE) can be calculated as a residual term, or as an explicit function of properties and variables like thermal inertia, surface radiation temperature, vegetation index and soil moisture.(E. van Proosdij, and R.Jochem, 1994).

A microwave radiometer (as used on the NASA aircraft), measures the thermal emission from the surface in the microwave range (1mm up to 1 meter). According to the theory, it is appropriate to account for the Emissivity (Wang et al. 1981). As Tsoil measurements were not available for this study, the direct applications of TB has been investigated, by using regression analyses to determine the relationship between the field soil moisture data and TB measurements. The major advantage of only using the TB is that there is no necessity to do measurements on the ground and TB is a variable which can be measured under all-weather circumstances. Factors influencing the emitted radiation are surface roughness and vegetation effects. In this study no corrections have been applied, since data required for a correction of the surface roughness and vegetation were not available. A problem that might arise in the future could be the general applicability of an empirical approach.

DESCRIPTION OF THE DATA SET

During the HAPEX-Sahel project in Niger an extensive data set has been gathered on water vapor and heat transfer in the soil-vegetation atmosphere system. The data directly - related to this research will be discussed.

This study involves data from the 'West-Central Super site' (WC-site), which has a grid of about 15X15 kilometers. Within the WC-site several plots and transects were selected, taking criteria in consideration like vegetation cover and soil type.

Plots A and A" can be described as 'fallow bush/grassland', which consists mainly of shrubs and a ground layer of grasses and annual herbs. The spacing of the bushes is about five meters in the denser areas. Plot C is the 'tiger bush' site, this site consists of bushes which can reach six to eight meters in height, and has bare spacings of fifty meters in between. Plot D is called 'degraded bush', and has a cover of shrubs which cover the site for less than five percent. The plot is for more than sixty percent made up of bare soil. The name for the last plot is 'old millet', it is a field where the millet did not emerge in 1992, which is clearly visible on the satellite images, as it has a white color (Goutorbe et al., August 1992).

The measured transects vary in length. The transects follow the contours of the old river valley. At both the plots and the transects the soil moisture has been measured. The measurements were obtained in two ways; using a TDR (Time Domain Reflectometer), and by gravimetric sampling.

The TDR measurements were obtained by positioning two parallel rods five centimeters (corresponding to the skin depth of the PBMR-measurement) into the ground under an angle of 45ø. The main module gives the volumetric moisture content (é) on a digital display.

The measurement of top soil moisture through gravimetric sampling uses a ring which has a volume of exactly 100 cc. It was filled with a sample of the top five centimeter of the soil, then ring and sample were weighed together. Then the soil sample was dried and weighed separately. The volumetric soil moisture (é) can be determined by subtracting the 'dry'-sample weight from the 'wet'-sample weight.

The transects were measured using the TDR instrument, measuring in two parallel lines which were about 20 meters apart in a more or less south to north direction. At about every twenty five meters a measurement was taken.

The plots were measured by using the TDR, as well as the gravimetric method. The lay out of the measuring grids varied per plot. Sometimes the side of the measurement grid was 25 meters, and sometimes a 100 meters, yielding a total of measured points varying per plot from 24 up till 49 (Soet et al., 1993).

A data set of Brightness Temperature (TB) measurements has been gathered through the use of a (PBMR) Push Broom Microwave Radiometer, which had been mounted to a NASA C-130 aircraft. The PBMR-measuring device operates at L-band range, which has a frequency of 1.41 Ghz, and 21-cm wavelength. The PBMR has four horizontally polarized beams. The device takes measurements of a ray of 8 to 10 pixels wide, with each pixel size of 40X40 meters. Each row of pixels is situated under a 90 degree angle to the flight direction, forming a scan line of variable length. Data of the different scan-lines are obtained sequentially with the movement of the airplane. Each of the beams has a full width at half maximum power of about 16ø which yields a footprint on the ground 0.3*H for each beam and a total swath of about 1.2*H, where H is the aircraft flight altitude (Smugge, 1993).

The available PBMR data and soil moisture data were acquired on five different days in 1992, namely on 8/25, 8/26, 9/2, 9/4 and 9/12. The PBMR data were acquired with several overpasses over the study site at an altitude of approximately 300 meters in an East to West direction. With this technique the difference in position of the planned scan-lines and the actually measured scan-lines could be as high as 80 meters. This deviation occurred since the pilots depended on visual navigation, instead of on instruments. A problem which accompanies the low flight precision was that the PBMR-images not always completely cover the soil mois- ture field measuring sites. The measured range of the TB measurements was between 200 and 290 K. PBMR-flights and the field soil moisture measurements were mostly planned just after a rainstorm, which is the most dynamic time during which the soil was drying out. The field crew needed about six hours to measure the top soil moisture at the field sites (usually from 10.00 AM. till 16.00 PM.), whereas the scanner flights needed two hours to finish (from 12.00 PM. till 14.00 PM.).

DATA PROCESSING

The available soil moisture measurements were entered into a database. To express soil moisture both as volumetric water content and mass fraction formulas have been applied described by Kabat and Beekman, 1994. After further indication, the moisture content on a mass basis was used as well. In practice one often expresses the water content over a depth of soil directly in mm of water. The é = 0.01 means 1 mm of water per 100 mm of soil layer.

After soil moisture calculations had been performed, it was established that the mass based approach yielded similar results to the direct volumetric water content approach. It was decided to discard the mass based approach, and only use the direct volumetric water content approach.

The exact coordinates of the locations of the field soil moisture measurements were not available in the right coordinate system. They were available in the longitude and latitude system, whereas the ERDAS-system used in this research only uses UTM-coordinates. As a proper coordinate transfer program was not available, the transfer calculation had to be executed using a formula derived from the long/lat relations and the UTM from a map.

METHOD

Since the TB is directly related to the soil moisture of approximately the top five centimeters of the soil, a relation can be established between the measured TB (the direct indicator of soil moisture) and the in-situ measured soil moisture. Therefor, first a simple re- gression analysis was performed on the field data and Ta data of the measured transects and plots separately, to observe the correlation between the two data sets. Because of problems with penetration of the top soil at transect 11 (personal communication), the data of transect 11 were left out of the analyses. The measurements at transect 11 did not represent the actual topsoil moisture of the site, as was confirmed later, when the measurements at this particular site were compared to other sites, they were unreliably high. Leaving transect 11 out of the analyses improved the regression results drastically, the correlation coefficient was raised with an average of 0.20, the standard deviation decreased as well.

An interesting standard deviation was found in the measurements performed on the fourth of September, these measurements did not follow the dry down pattern at all. But since the cause of this deviation could not be determined, these measurements were not excluded from the regression analyses. After the first regression analysis were executed, it became clear that the two top soil moisture measurement sets (plots and transects) had very diverse characters regarding the accuracy of the measurements. The spatial set up of the two were totally different (linear versus two dimensional), which was the basis for using to the two sets separately in further regression analyses. As the remaining time to do research was becoming short at this point, the cause of the deviations in the regression analyses was not fully investigated.

RESULTS

Based on the previously described regression technique, three formulas have been created, which enable the calculation of the top soil moisture from the TB data at any location. These formulas are listed below.

1 -> é = ( measured TB / -3.3008 ) + ( 194.9201 / 3.3008 )

2 -> é = ( measured TB / -5.1813 ) + ( 204.8885 / 5.1813 )

3 -> é = ( measured TB / -3.2650 ) + ( 191.6492 / 3.2650 )

The first formula has been based on the data of the transects only, the second formula has been based on the plots only and the third formula has been based on a combination of the data of all the transect and all the plots.

In some transects, due to topographical features, large variations in TB did occur. Whenever this was the case, in order to improve the regression results, some transects have been divided onto smaller stretches. The rule of thumb used was; if the values of measurements of the TB within the same transect differed more than 4 K, and these differences could be explained by a relation with a change in the topographical features, the transect was divided in two, or even three stretches. The split up of the transects was performed by combining the values of the part of the transect that had similar value patterns. It was found that if the values of the separate areas were averaged out, the regression results were greatly improved. It was decided to base spatial variations on the TB data, since the variations in the measurements of the soil moisture data were, generally speaking, too inconsistent to determine any spatial trends. The measured soil moisture values were spatially linked to the TB measure- ments through regression, so they always have the same spatial pattern as their accompanying averaged TB measurements do.

The first formula is based on the regression performed on the data of the transects only. The second formula is based on the regression performed on the plots only. The plots have been split up in four areas of equal size, because as has been previously found for the transects, there is a considerable amount of variation in the TB values due to topographical features. This holds especially true when the data were viewed in a north to south direction, since the old river valley ran more or less east to west. For the plots the same regression method was used for the transects. The third formula is based on a combination of the data of plots and the data of the transects. The same two data sets have been used for the third formula, as has been used for the first two formula's.

The regression results obtained from the three regression analyses seem to indicate that the regression performed only with the data of the plots yield results with the highest correlation between measured soil moisture and Tb. A combination of the plot data with the transect data has no satisfactory effect, it actually lowers the R squared. The use of just the transect data does not give good results, probably due to the lack of incorporation of two dimensional variability (transects only measure in one direction).

The three regression formulas, have been used to calculate three sets of soil moisture maps for the five PBMR-images available. Between these soil moisture maps some comparisons have been made. The calculation for the soil moisture at the transects has been compared with the actual measured soil moisture in the field.

DISCUSSION

For measuring the soil moisture in the field TDR probes were used. In later calculations it was shown that some measurements were far off from what could be expected, they were discarded. Some of the transect location were described in the field by estimating the distance from the measurement location to fixed objects in the landscape. Later the locations of the measured data had to be found on aerial photographs, some directions or orientations were missing or inadequate. For the measured plots, only the center coordinate was known, the rotation angle had to be estimated (from aerial photos), the sides of the plots were supposed to be more or less parallel to the road.

The TDR measurements were linked to Tb measurements taken from a NASA plane, which flew overhead at an altitude of about 300 meters. In some cases the plane overflight track had a deviation from its intended position on the ground of 80 meters. The Tb measurement grid was 40X40 meters, so the plane could have been in a position as much as 2 pixels from the intended position on the ground. Soil moisture measurements were taken during the entire day, whereas the PBMR flight-Tb measurements only lasted for less then an hour. Two other important factors that could influence the Tb measurements are the vegetation density present at the location, and the soil roughness. A correction should be applied for these factors, however during this research no data were available to perform such a correction.

It was decided to investigate what differences in calculated soil moisture would result in the use of specific data combinations. For simplicity, only three (previously described) combinations were made. In the calculations of the soil moisture the three formulas tend to under estimate the field soil moisture condition, (see average errors). The wetter an area is, the more the formulas under estimate the soil moisture conditions, (see difference in calculated soil moisture results for plot five and plot six after a rainfall event). The formulas work better for the drier regions. This could be because in general on wetter areas there was more vegetation present, which can cause more disturbance in measurements. Vegetation tends to adsorb passive microwaves emitted by the soil surface, and instead transmits its own passive microwaves. Since no measured data were available on vegetation, the disturbance by vegetation could not be corrected.

Under dry conditions (transect 5), the formula based on only the plots predicts soil moisture the most accurate. However under medium wet conditions the other two formulas are more suited for the prediction of the soil moisture. The results from this study should be appreciated in the right perspective, since this has just been a preliminary study.

CONCLUSIONS

The passive microwave technique used in this research to predict top soil moisture proves to be very promising. An advantage of the employed measurement technique is that measurements can be made under any weather conditions, and on any terrain. Top soil moisture content can be predicted with reasonable accuracy (usually within 3% error) . In theory it is preferred to use the î in soil moisture calculations like these. During this research it has emerged that the possibility exists, to relate TB directly to é. Further research will have to prove to what extent the TB can be applied regularly and to what extent the étopsoil can be related to soil moisture profiles.

Three formulas have been created, based on two sets of field measurements. Overall the formula based on the transects has the highest accuracy in predicting soil moisture, this is logical since the formula based on the transects is used to predict soil moisture of the transects. This was the only method available to check the prediction accuracy of the formulas since no other soil moisture or Tb data were available. Therefore, for future research it would be better to verify the formulas accuracy, by administering them on an entirely new area, with field soil moisture data which have not been used in the derivation of the formulas.

More investigation is necessary on the effects of terrain variability, soil classes, vegetation effects, time coincidence of the measurements in the field and the measurements from the air.

The three created formulas tend to underestimate the soil moisture, however dependant on the amount of accuracy required in the prediction of the values, the formulas are able to predict soil moistures quite accurately. Keeping in mind that the results of this study will eventually be used to create climate models with pixel scales of a 100 km2, the errors in estimation are within a reasonable limit. Also one has to keep in mind that the results can be improved by correction for factors earlier mentioned if the necessary data are available.

This research fits in with the global research efforts to observe and try to understand the mechanisms of the climate and processes that take place above the earth. This research is just a small link within a huge apparatus. By carrying out this research on this particular part of the climatical process, we hope one day to achieve understanding of how all these processes work.

Acknowledgments

I am grateful for the help I have received, and I would like thank in particular Dr. P.Kabat, G.J.A.Nieuwenhuis, P.Kabat, and P.J.van Oevelen for their support.

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E.M.H. van Proosdij
HydroGeoChemist
Environmental & Mining Systems International
2221 East Street, Suite 100
Golden, CO 80401
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(303)277-0073