Habitats and ecotopes in the coastal zone

Abstract

In order to predict the effects of proposed measurements on (aquatic) ecosystems the use of habitats and ecotopes has risen as a new tool in the last decade. In this paper working specifications of both terms are given. At present in the Netherlands, a method has been developed to distinguish ecotopes and habitats for the marine and estuarine systems using a multitier concept. This concept is based on the relations between species, communities or ecosystems and different abiotic parameters, if necessary completed with human use/management. The relations are determined and processed into maps per parameter (single tier maps or monoparametric Habitat and Ecotope Maps). These maps are merged into (multiparametric) Ecotope and Habitat Maps (multitier maps).
This procedure is carried out in a GIS (Geographical Information System), using the Gridmodule in UNIX ArcInfo, with a user-friendly application written in AML. The ample use of form menus provides also non-GIS- specialists a GIS toolbox that can be used very easily. Due to the multitier concept it is easy to add new information, i.e. a new, proposed situation computed with a computermodel. It is also possible to examine the state of the art about the relationships between parameters and species/communities, using both statistical and intuitive knowledge. In fact, the application can be seen as a spatial model, possibly as part of a larger Decision Support System.

1. INTRODUCTION

Policy makers and researchers often want to know the effects of proposed measurements on aquatic ecosystems on different levels (single species, communities or the entire ecosystem). One way to investigate this is the use of HABITATS and ECOTOPES. It is a problem that these terms are defined ambiguously. This leads to ample discussions that distract the attention from the actual applicability of the concept of ecotopes and habitats as a way to condense ecological information for management purposes and policy-analysis. Therefore, in this paper, "working specifications" of both concepts are given (see 2), particularly aimed at their practical use.
Using these working specifications, a method is being developed to distinguish ecotopes and habitats in the marine and estuarine systems in the Netherlands using a multitier concept, the HABIMAP-concept. This concept is based on the relations between species or communities and different abiotic parameters, when necessary completed with information on human use and management.
This paper describes the general concept of this multitier approach to obtain Habitat and Ecotope Maps (see 3) and the way in which this is being worked out in GIS (see 4). Some possible ways to use the concept are highlighted in 5.
We apologize for the poor quality of the maps linked to the document. The only way to produce proper jpg-files of our GIS-maps was scanning the hardcopy output and process them into this format.

2. HABITATS AND ECOTOPES, SPECIFICATIONS

Ample discussions are being held on the definitions of ecotopes and habitats and many other terms in this respect. A problem is that both terms are defined ambiguously. Both terms are used as synonyms as well as different terms and, moreover, they are often mixed up. Many terms are added to increase the confusion. In order not to be trapped into these discussions, we have made working specifications for both terms, aimed at their practical use for research and management, which are given below.

A HABITAT is the environment of one species defined by a combination of several abiotic parameters, if necessary, supplemented with human influences. One species may need multiple habitats in multiple areas; i.e. a wading bird may need a breeding habitat in the arctic tundra, a feeding habitat along the migratory routes in NW-Europe and a feeding habitat in the hibernation area in NW-Africa. Meanwhile a lugworm may need two types of sandy substrate in the intertidal zone in the same estuarine system, but higher in the intertidal zone for the juveniles and lower down for the adults.
Habitats are defined by the individual relations between a species and the determining abiotic parameters, like soil composition, current velocity, waves, geomorphology and depth. The result is a Habitat Map which generally covers only a part of an area. Generally the relations between a species and the determining parameters can be expressed in some sort of an optimum curve. The Habitat Map indicates the living conditions for the species involved on a scale of 0-100%.

An ECOTOPE is the environment of a community and is defined similarly as habitats by a combination of several abiotic parameters. The result is a map with one or more ecotopes, which can cover the whole area, depending on the number of communities involved. The communities to be distinguished may be, for example, the community of soft sediment infauna in the intertidal area (e.g. the lugworm-community) or the community of subtidal rocky shores (e.g. the community of brown algae).
However, it is also possible to define "ecotopes" as sensitive to certain human activities like oil spills or bottom trawl-fishery. This type of ecotopes is determined depending on questions arising in management and policy-making. This way an Ecotope Map can be considered to be a "map in which the ecological relevant information, related to a specified management question, has been assembled".

3. THE HABIMAP-CONCEPT, A MULTITIER CONCEPT

3.1 General introduction

The multitier HABIMAP concept is based on the following general assumption. The presence of a species or a community is determined primarily by a combination of a number of abiotic parameters, soil composition, depth, wave action and climate, and may be influenced secondarily by human activities such as fisheries, recreation and shipping.
Relations can be determined between species/communities and these parameters, i.e. a range for each parameter in which each species/community may be present. These relations can be combined with the single parameters. As the parameters generally can be presented in some sort of maps, these relations can be expressed into "maps with possible occurrence" per parameter (single tier maps or monoparametric Habitat/Ecotope Maps). These single tier maps are combined subsequently into Habitat and Ecotope Maps (multitier maps or multiparametric Habitat/Ecotope Maps).

3.2 Preparations to make the maps

3.2.1 The data

The procedure is underlain by the abiotic data in the form of monoparametric maps such as depth, soil composition, wave action, (maximum) current velocity and geomorphology. Water quality parameters like salt or nutrients are also possible data. Some of these parameters are mapped in an integral way (like geomorphology), others are based on the interpolation of a number of sample points (e.g. water quality, depth, soil composition) and some are the result of model calculations (such as current velocity and wave action). When possible a continuous map legend is preferable to apply; as this offers the best opportunity to make combinations with the relation curve/table. However, in some cases (like geomorphology) only discontinuous legends are available. All maps are, if still necessary, converted into grid maps, as the calculations are all done on a grid basis.

With respect to the choice of the parameters, a couple of things have to be kept in mind. When using interpolation techniques, it is very important that the final result resembles the reality as well as possible. This implies that quite often it is not possible to use a simple linear interpolation technique, but that more sophisticated techniques are required which take additional information into account (or that the interpolation is done "by hand" by a specialist).
For some parameters a conversion into a derived parameter is important. As an example; in an intertidal area the absolute height of the surface is not the important factor, but rather the period of exposure or immersion. The derived combination of surface height and tidal range yields a workable parameter. For other parameters this can be necessary as well. For instance during wave action, the orbital velocity at the bottom may be used as the relevant parameter.
When using results from a computer model, it is important to give due consideration to the input conditions for the model, as well as the desired results. e.g. for a wave action model one should choose a storm condition with a relative high frequency of occurrence (e.g. 1x/year) for relative short-living species, and with a lower frequency of occurrence (e.g. 1x/5 year) for longer-living species.
Sometimes it is important to take seasonally (climatic) aspects into account. In an estuary there might be seasonal determined differences in river discharge leading to seasonal changes in water salinity. In this respect, changes in air temperature or water temperature also have to be mentioned.

3.2.2 The relations

For every species or community involved, a relation with each determining parameter has to be specified, i.e. the parameter boundaries, between which, the species or community may be present for that particular parameter. These relations may be determined by research or obtained in a more empirical way or even may be based on intuition. Depending on the type of data and the type of legend used (continuous or discontinuous), the relation may be expressed as an optimum curve , an S-shaped curve or in discrete steps.
In the HABIMAP-concept for Habitat Maps (single species) optimum curves are used. This results in "living conditions" on a scale of 0-100% (no living conditions and maximum living conditions resp.). For the Ecotope Maps (communities) discrete steps are used, resulting in a community being either present or absent.

3.3 Composing Habitat Maps

3.3.1 Monoparametric Habitat Maps

The first step in composing a Habitat Map is the creation of a number of monoparametric Habitat Maps for the parameters relevant for that species. This is only a matter of substitution. Each cell value of the grid in the abiotic map is compared with the relation curve or table and is substituted by the corresponding value. If necessary, grid values are interpolated between the adjoining table values.
The units are percentages (0-100%), indicating the living conditions in each grid cell for that parameter; 0% indicates no living conditions and 100% maximum living conditions. Using the monoparametric maps and the determined relations, an example is given for the relation Cockle - height and the relation Cockle - chloride.

3.3.2 Multiparametric Habitat Maps

The final Habitat Map is made by combining a number of monoparametric Habitat Maps into one, multiparametric Habitat Map. The method used to combine these monoparametric Habitat Maps influences the outcome. Some possibilities are indicated here:
A first method is a straight forward multiplication of the single Habitat Maps: the percentages of each grid cell are multiplied by each other as decimals and then multiplied with 100. Some examples:
1) if in any monoparametric map a grid cell has the input value 0 the output value will also be 0;
2) if all input values are 100% the output value is also 100%;
3) when for three maps the input values in a specific grid cell are 50%, 50% and 100%, the output value after multiplication will be 0.5 * 0.5 * 1.0 *100% = 25%.
4) the grid cell input values 50%, 50% and 50% result in an output value of 0.5 * 0.5 * 0.5 * 100% = 12.5%.
5) the grid cell input values 100 x 100 x 12.5 also give 12.5%.
With this method, no difference is made between a series of input values with all medium high values (Ex. 4) and a series with some high and one low value (Ex. 5). Even a combination of rather high values may result in a rather low output value (Ex. 3). Some sort of (log, square root) transformation may give some optical improvements in stretching the lower part of the scale in benefit of the upper part, but it does not improve the problem of the dissimilarity between equal values as is the case in Ex. 4 and Ex. 5.
A second method is that the parameter with the lowest grid cell input value determines the final result: the lowest grid cell input value of any monoparametric Habitat Map will become the output value for that cell in the multiparametric Habitat Map. This means that in Ex.1 and Ex. 2 the output value does not change (0% and 100% resp.), but that in Ex. 3 and Ex. 4 the output value will become 50% and in Ex. 5 12.5%.
A third possibility is to attach a degree of importance to each parameter. In this way, some parameters can be considered as more important than others (which quite often is the case). All in all, it is clear that the method of combination is a point that must be considered carefully.

3.4 Making Ecotope Maps

An Ecotope Map is produced in a similar way as a Habitat Map. However, now each parameter used is classified in discrete steps, legend classes, instead of the optimum curves as are used for the Habitat Maps. E.g. a classification of the parameter 'height'. can be: < MSL-10m (channels), MSL-10m - MSL-5m (gullies), MSL-5m to MLW (shallow water) and MLW to MHW (intertidal),
and a classification of the parameter 'emersion time'. can be: 0% - 50% emersion time (low littoral), 50% - 85% emersion time (middle littoral), 85% - 95% emersion time (high littoral) and 95% - 99% emersion time (salt marsh etc.).
A classification of the parameter 'current velocity' . can be: current velocity > 1 m/sec (high dynamic), current velocity 1 - 0.5 m/sec (dynamic), current velocity < 0.5 m/sec (low dynamic),
and a classification of the parameter 'orbital velocity' . can be: orbital velocity > 0.4 m/sec (high dynamic), orbital velocity 0.4 - 0.2 m/sec (dynamic), orbital velocity < 0.2 m/sec (low dynamic).
In combination the last two parameters can also be one group parameter, hydrodynamics . which can be classified as: current velocity > 1 m/sec or orbital velocity > 0.4 m/sec (high dynamic), current velocity 1 - 0.5 m/sec or orbital velocity 0.4 - 0.2 m/sec (dynamic), current velocity < 0.5 m/sec or orbital velocity < 0.2 m/sec (low dynamic).
For all relevant abiotic parameters such a classification has been made. The grid cells in the monoparametric maps are compared with the classification tables and the cells get the corresponding classification value. In order to make the Ecotope Map these monoparametric maps are combined via a direct overlay technique. In this case the output values are discrete values instead of percentages as used in the Habitat Maps. Finally, all areas concerned will get a label based on the combined classifications. Using the three parameters mentioned above, some ecotope classes may be: the "subtidal dynamic" ecotope or the "low intertidal, low dynamic" ecotope. It is also possible to add specific species or communities to this classification, e.g. musselbeds or seagrass fields. It is essential that the species/communities are actually mapable. This means that only species that are detectable on the surface can be used, preferable by aerial photographs or something similar. In this way a general ecotope map can be made. Besides more specific ecotope maps can be made, oriented to a specific species or community; e.g. an ecotope map of benthic animals , an ecotope map of wader birds or an ecotope map of fish . In ecotope maps like these such classification boundaries are chosen which are relevant for the groups concerned. In 5 some more possibilities are presented.

3.5 Scenario maps

Besides parameter maps with the actual situation, maps of new situations can be used as well. Historical maps can be used to investigate the historical situation, and determine a "historical reference" situation. Moreover, parameter maps indicating new situations, scenario maps, can be used to investigate possible consequences of certain management measurements or new activities (see also 5).

4. THE STRUCTURE OF THE APPLICATION "HABIMAP"

4.1 General outline

The application HABIMAP is an ArcInfo application using the GRID-, ARCEDIT- and ARCPLOT-module. The application is menu-guided and the menu interfaces are designed to be user-friendly to researchers and policymakers without much knowledge of GIS or ArcInfo. The user interface and functionality are designed using AML and FORMMENUS. The application is using an internal database (an INFO-database).

4.2 The database

The database is organised in six subsequent levels:
1. The theme
The theme of a dataset is often divided into two aspects: theme and subtheme. For example: the theme of a depth map is: physics, subtheme: depth. The theme of the soil map is also physics, subtheme: grainsize. The theme of the chloride map is: water quality, subtheme: salt. The FIRST directory layer in the database contains the themes, the SECOND layer contains the subthemes.
2. The co-ordinate system
The Dutch coastal zone is relatively small, enabling the use of one grid, the New Dutch Topographical Grid. However the data of the North Sea are stored in the UTM31 system. The THIRD directory layer distinguishes between these co-ordinate systems.
3. The region
The Dutch coastal zone is divided into regions on three areal scale levels: "main region" (e.g. Western Scheldt), "middle region" (e.g. Western part of the Western Scheldt) and "detail region" (e.g. one sandflat). The level on which a dataset is stored depends on the type of data involved: a depth map or a soil map is stored in the "main region" level, a vegetation map is stored in the "detail region" level. The FORTH directory layer therefore contains the "main region" level, the FIFTH layer (if present) the "middle region" level and the SIXTH layer (if present) the "detail region" level.
About the name conventions on the directory level: both the theme and the subtheme directory name consists of four characters and each region directory level is named with six characters. The name of a particular dataset consists of the region name (six char.), the year of survey ((still) two char.) and extensions (like .cov or .grid or .inf) if necessary. The theme name is not included in the file name.

4.3 The user interface

The application is organised per region. First the region level is chosen: "main region", "middle region" or "detail region". This will be the workspace in this HABIMAP session where the user data are stored. After the region selection the MAIN MENU appears.

In the MAIN menu the button OPERATIONS opens the menu OPERATIONS and from there on the menu HABITAT MAPS can be selected. In this menu a species is selected as well as the relevant abiotic parameters. Per parameter, the button SET UP opens a setup menu in which the current relation table between the selected species and that specific abiotic parameter is described. The set-up menu offers the possibility to change the values in the relation table. After all selections have been made, the button CALCULATIONS starts the calculations for a Habitat Map coverage.
Also, from the menu OPERATIONS, the menu ECOTOPE MAPS can be selected. In this case no species are to be selected, but only abiotic parameters and relation tables. The rest of the set-up is quite similar to that of the Habitat Maps.

In the MAIN menu, the button PRESENTATION opens a series of menus to set up a map. First the general map set-up is chosen. Some possibilities in this respect are: one or four maps on a plot; with or without a scalebar, with or without area calculations in the legend and output language. Next, the geodatasets are chosen. Third, the paper size, printer, shade set, etc. are selected. After the map has been drawn, there are possibilities to zoom in at special subregions of interest and to add text to the map. The final map can be stored (optional) as a plot file.

5. Use of Habitat Maps and Ecotope Maps

Habitats and ecotopes, as defined above, may be used in different ways in research, Environmental Impact Assessment and management. Some possibilities are highlighted here.
RESEARCH: For researchers a Habitat Map, made by the HABIMAP-concept, offers a good possibility to visualise and test their knowledge on the relations between an individual species and the determining abiotic parameters, both per parameter separately and for a set of parameters. Moreover, it is also possible to get indications on the importance of the individual parameters for that species. Besides knowledge from literature and experiments, it is also possible to test intuitive knowledge, that is knowledge that is not quite formalised in figures but that is only present "in the mind" of a researcher. Testing is done by making a Habitat Map for a certain species and comparing it with the actual distribution data of that species. In addition, it is possible to make distribution maps of a species based on the determining physical and chemical factors (instead of by interpolation of a couple sample points).
Generally, it is easier to describe habitats for species living in/on the substratum like soft-sediment fauna (mussel, lugworm, seagrass), than it is for mobile species like birds and fishes. For the second group generally their presence is primarily determined by the availability of food. In such a case it might be possible to use the presence of their staple food source (made as a Habitat Map) in combination with availability of the food (period of emersion/immersion or water depth) to obtain a Habitat Map. Besides, presently research results are becoming available in which a direct relation has been made between wader birds and several relevant abiotic parameters such as soil composition and emersion time.

ENVIRONMENTAL IMPACT ASSESSMENT: Both Habitat Maps and Ecotope Maps, made by the HABIMAP-concept, offer good possibilities to investigate possible consequences of proposed management measures (e.g. bottom trawling-fishery) or construction activities (e.g. channel dredging, dam construction). For the policy analysis of a proposed construction work, several scenarios are generally developed. With the help of computer models or with "common sense", one can make new monoparametric maps adapted to the possible scenarios. These "scenario maps" can be used instead of the maps with the actual situation. The resulting Habitat or Ecotope Maps per scenario can be compared with the actual Habitat or Ecotope Maps and with each other in order to get insight in the possible consequences of the scenarios. Moreover, GIS offers a good possibility to compare these maps by "subtracting" them from each other, making maps of changes.

MANAGEMENT: The re-introduction of an endangered species can be tested beforehand with the help of a Habitat Map. This map will show whether there are places with suitable living conditions in the area for that species and if so, of what size and where. By using different management scenarios (see above) one can investigate the effect of possible measurements to improve the living conditions.
As ecotopes can also be discerned from a management point of view, it is possible to investigate what areas are sensitive to bottom trawling-fishery or oil spills in case of a disaster. In the latter case, the classification of the depth parameter could be like this: below MSL (no oil pollution), MSL to MHW (temporary pollution) and above MHW (definitive pollution zone. Additionally the soil map may be classified in: sand (oil easy to remove), muddy sand (oil hard to remove) and muddy sand + mud (oil very difficult to remove). The combination of the relevant monoparametric maps classified according to this specific management question will lead to an "Ecotope Map" indicating the sensitivity of areas to oilspills.
For use like this it is probably better to consider ecotope maps as "Ecological Maps", being maps in which ecological information relevant for a specific use is compiled. With respect to this purpose the application might be coupled to a Decision Support System, like a spatial model.

ACKNOWLEDGMENTS

We wish to thank Mr J Perdon for his contribution in preparing the figures, and Mrs G J Goedheer and Mr V. Hoyt for critical reviewing the manuscript on usage of English.


Name: Johan F. Ruiter
Title: ING
Organisation: National Institute for Coastal and Marine Management (RIKZ).
Mailing Address: POBox 207
City: Haren
Country: The Netherlands
Postal Code: NL 9750 AE
Telephone: 0031505331363
Fax: 0031505340772
E-Mail Adress: j.f.ruiter@rikz.rws.minvenw.nl

Name: Dick J. de Jong
Title: DRS
Organisation: National Institute for Coastal and Marine Management (RIKZ).
Mailing Adress: POBox 8039
City: Middelburg
Country: The Netherlands
Postal Code: NL 4330 EA
Telephone: 0031118672284
Fax: 0031118616500
E-Mail Adress: d.j.djong@rikz.rws.minvenw.nl